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[Show more]Series 7 Exam Questions & Answers 2023/2024 
 
A registered principal or registered representative must retake the qualifying exam if his or her registration has been revoked or terminated for a period of ____________ or more. 
A.) 1 year 
B.) 5 years 
C.) 3 years 
D.) 2 years - ANSWER-D.) 2 Years 
...
Preview 3 out of 16 pages
Add to cartSeries 7 Exam Questions & Answers 2023/2024 
 
A registered principal or registered representative must retake the qualifying exam if his or her registration has been revoked or terminated for a period of ____________ or more. 
A.) 1 year 
B.) 5 years 
C.) 3 years 
D.) 2 years - ANSWER-D.) 2 Years 
...
series 7 final exam questions & answers 2023/2024 
 
Which of the following is true regarding convertible bonds? - ANSWER-1. conversion price is set at time the bond is issued 
2. if Mkt price is @ discount then the bond price is more influenced by IR than stocks 
3. If Mkt price is @ premium then...
Preview 3 out of 21 pages
Add to cartseries 7 final exam questions & answers 2023/2024 
 
Which of the following is true regarding convertible bonds? - ANSWER-1. conversion price is set at time the bond is issued 
2. if Mkt price is @ discount then the bond price is more influenced by IR than stocks 
3. If Mkt price is @ premium then...
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