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IFSE Bundled Exams Questions and Answers (2023/2024) with Certified Solutions
IFSE Bundled Exams Questions and Answers (2023/2024) with Certified Solutions
[Show more]IFSE Bundled Exams Questions and Answers (2023/2024) with Certified Solutions
[Show more]IFSE Questions and Answers Already Passed 
To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? someone with whom you already have a business relationship 
Which of the following stateme...
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Add to cartIFSE Questions and Answers Already Passed 
To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? someone with whom you already have a business relationship 
Which of the following stateme...
IFSE - CIFC Practice Questions and Answers 100% Pass 
1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? someone with whom you already have a business relationship 
Which of the fol...
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Add to cartIFSE - CIFC Practice Questions and Answers 100% Pass 
1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? someone with whom you already have a business relationship 
Which of the fol...
IFSE Unit 1 Questions and Answers Graded A 
A Provincial and Territorial Regulator, administers jurisdiction's Securities Act or equivalent legislation The Securities Commission 
National Regulator, 
The _________ mandate consists of three goals: 
•to protect investors from unfair, improper, or f...
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Add to cartIFSE Unit 1 Questions and Answers Graded A 
A Provincial and Territorial Regulator, administers jurisdiction's Securities Act or equivalent legislation The Securities Commission 
National Regulator, 
The _________ mandate consists of three goals: 
•to protect investors from unfair, improper, or f...
IFSE - CIFC - Unit 1 Questions and Answers 100% Pass National Instruments are developed through? CSA 
With which organization must mutual fund dealers (outside of Quebec) register? MFDA 
Which organization operates the Investor Protection Corporation (IPC)? MFDA 
Registration Requirements and Exempt...
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Add to cartIFSE - CIFC - Unit 1 Questions and Answers 100% Pass National Instruments are developed through? CSA 
With which organization must mutual fund dealers (outside of Quebec) register? MFDA 
Which organization operates the Investor Protection Corporation (IPC)? MFDA 
Registration Requirements and Exempt...
IFSE - CIFC - Unit 8 Latest Update Graded A Mutual Fund Corporation - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting 
Mutual Fund Trust - investors are unit-holders - no board of directors. G...
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Add to cartIFSE - CIFC - Unit 8 Latest Update Graded A Mutual Fund Corporation - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting 
Mutual Fund Trust - investors are unit-holders - no board of directors. G...
IFSE - CIFC - Unit 5 Questions and Answers Graded A Mutual Funds Investments that hold a collection of different securities such as equities and bonds. 
Holdings Collectively, the securities in a mutual fund 
The 3 main investment objectives 1. Safety of Principal 2. Income 3. Growth 
Safety of Prin...
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Add to cartIFSE - CIFC - Unit 5 Questions and Answers Graded A Mutual Funds Investments that hold a collection of different securities such as equities and bonds. 
Holdings Collectively, the securities in a mutual fund 
The 3 main investment objectives 1. Safety of Principal 2. Income 3. Growth 
Safety of Prin...
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IFSE - CIFC - Unit 2 Latest Update Graded A Ethical Conduct Adheres to approved standards 
CCO (Chief Compliance Officer) Responsible for establishing and maintaining compliance policies and procedures as well as monitoring and assessing compliance. Must submit an annual report to the board of direc...
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Add to cartIFSE - CIFC - Unit 2 Latest Update Graded A Ethical Conduct Adheres to approved standards 
CCO (Chief Compliance Officer) Responsible for establishing and maintaining compliance policies and procedures as well as monitoring and assessing compliance. Must submit an annual report to the board of direc...
IFSE - CIFC - Unit 10 Latest Update Rated A Payroll taxes are paid to support: 1. Federal spending on employment insurance and the CPP benefit programs 2. Provincial spending on worker's compensation benefits for injured workers 
Marginal tax rate - represents the amount of tax an individual pays o...
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Add to cartIFSE - CIFC - Unit 10 Latest Update Rated A Payroll taxes are paid to support: 1. Federal spending on employment insurance and the CPP benefit programs 2. Provincial spending on worker's compensation benefits for injured workers 
Marginal tax rate - represents the amount of tax an individual pays o...
IFSE - CIFC - Formulas to Memorize 100% Correct Coupon Payment [(face value x coupon rate) / number of payments per year] 
Current Yield (Coupon Payment / Market Price) x 100 
NAVPU (Total assets - total liabilities) / number of units outstanding 
Number of new units Income distribution / NAVPU 
MER...
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Add to cartIFSE - CIFC - Formulas to Memorize 100% Correct Coupon Payment [(face value x coupon rate) / number of payments per year] 
Current Yield (Coupon Payment / Market Price) x 100 
NAVPU (Total assets - total liabilities) / number of units outstanding 
Number of new units Income distribution / NAVPU 
MER...
IFSE – CIFC Unit 7 Questions and Answers 100% Correct If a fund has a beta of 2, what is the expected outcome for the fund? It should outperform the market by 100%. 
What effect will a mutual fund distribution have on its price? The price per unit will decrease in value equivalent to the distribut...
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Add to cartIFSE – CIFC Unit 7 Questions and Answers 100% Correct If a fund has a beta of 2, what is the expected outcome for the fund? It should outperform the market by 100%. 
What effect will a mutual fund distribution have on its price? The price per unit will decrease in value equivalent to the distribut...
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