Andere
2022 /23 PSC - Finance and Business Exam Notes
- Kurs
- Hochschule
QUESTION 1A – FSMA REGULATIONS No person may carry on a regulated activity in the UK unless authorised or exempt (s19 FSMA). Need to ensure that the firm is not committing a criminal offence by carrying out a regulated activity without authority pursuant to S 23 FSMA, so we need to consider th...
[ Mehr anzeigen ]