Fund and etf Studienführer, Klassennotizen & Zusammenfassungen

Cumulative Return - Answer The cumulative return is the total change in the investment price over a set time—an aggregate return, not an annualized one. (price[t]/price[0]) - 1 normalization from when stock was purchased Daily return - Answer (Today's stock price[t]/yesterday's stock price[t - 1]) - 1 sharpe ratio formula - Answer s = sqrt(252) * mean(daily_ret - daily_riskFree) / std(daily_ret - daily_riskFree) limit order - Answer A limit order is an order to buy o...

RSK4805 Assignment 3 (COMPLETE ANSWERS) 2024 - DUE 15 August 2024 ; 100% TRUSTED Complete, trusted solutions and explanations. For assistance, Whats-App Question 1 (25 marks) 1.1 A bank estimates that its profit next year is normally distributed with a mean of 0.8% of assets and a standard deviation of 2% of assets. How much equity (as a percentage of assets) does the company need to be 99% sure that it will have positive equity at the end of the year? (Use z-values rounded to two decimal plac...

when can you share an OBO's info correct answers never can you even ask the OBO if you can do this does one member of a JTWROS need Trading Authorization to make investment decisions for the acoount correct answers no, a member of a JTWROS does not need this to make investment decisions for the account is principal approval sufficient for a 5 yr old firm to make a retail ad for specific stocks before it's sent to FiNRA correct answers yes this is all that has to happen before a 5 yr...

1. Under normal circumstances, a customer's LOI on a mutual fund purchase is valid for what amx period time? A. 3 months B. 6 months C. 13 months 24 months correct answers C. 13 months FinCEN accomplishes its mission to safeguard the financial system from the abuses of financial crime, including terrorist financing and money laundering, by enforcing: A. SEC regulations B. The Bank Secrecy Act C. The Securities Act of 1933 D. The Investment Company Act of 1940 correct answers B. The B...

Segregated Funds & Annuities Certification Exam Questions and Answers Canadian Pension Plan Benefits -Correct Answer-CPP Income Formula = 8.4% annual tax x number of years x CPP at age 65 RRSP Contributions -Correct Answer-RRSP Contribution Room Formula = Income x 18% Market-Linked GIC -Correct Answer-A market-linked GIC has an interest rate that is tied to the performance of the stock market, providing the potential for a higher interest rate in the case of positive market returns. While...

HCCA - CHPC Study Guide - 296 Questions And Answers 2023/2024 Graded A+. What is the purpose of HIPAA? - CORRECT ANSWER - • Protect PHI from unauthorized disclosure/use; • Prevent fraud, waste and abuse (via Administrative Simplification); • Make health insurance portable under ERISA; • Move health care onto a nationally standardized electronic billing platform Ref. More on HIPAA: HIPAA resides in which CFR section? - CORRECT ANSWER - 45 CFR sections 164.102 through 164.534 Wh...

File: ch03, Chapter 3: Indirect Investing Multiple Choice Questions 1. Which of the following is not a characteristic of investments companies? a. pooled investing b. diversification c. managed portfolios d. reduced expenses Ans: d Difficulty: moderate Ref: Investing Indirectly 2. In order to avoid paying income taxes, an investment company must: a. be classified as a non-profit organization b. invest only in municipal bonds. c. pass on interest, dividends, a...

When a bond is called, the bondholder receives the: - Answer- Call Price Plus Accrued Interest When issued, which security has a maturity of one year or less? - Answer- Money Markets Instruments Which shares of preferred stock may increase the most if the value of the company's common stock appreciates? - Answer- Convertible preferred stock Which of the following securities trades in fractional units of 1/32 of a point? - Answer- Treasury Bonds The OTC Bulletin Board (OTCBB) is BEST...

Money Markets - correct answer Short-term securities, less than 1 year to maturity, are highly marketable, liquid, low risk debt securities. Often considered cash equivalents. Nikkei 225 - correct answer Japan FTSE - correct answer Financial Times Stock Exchange (London) DAX - correct answer Germany CAC...

What is the purpose of HIPAA? - • Protect PHI from unauthorized disclosure/use; • Prevent fraud, waste and abuse (via Administrative Simplification); • Make health insurance portable under ERISA; • Move health care onto a nationally standardized electronic billing platform Ref. More on HIPAA: HIPAA resides in which CFR section? - 45 CFR sections 164.102 through 164.534 What are the subparts of HIPAA part 164? - HIPAA - 45 CFR 164, subparts: Subpart A - General rules Sub...