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AUI2601 EXAM PACK 2023
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AUI2601EXAM PACK
FOR ASSISTANCE WITH THIS MODULE +27 67 171 1739
,UNIVERSITY EXAMINATIONS
October/November 2022
AUI2601
Internal Auditing: Theory and Principles
100 Marks
Duration 2 Hours
This paper consists of 15 pages.
Instructions:
• The Invigilator App
o Please remember to keep your cell phone fully charged for the duration of the
assessment.
o Please log in to The Invigilator App if you have not done so yet. You need to be
connected to the internet to log in.
o Scan the QR code below once the examination starts. If you encounter difficulty with
scanning the QR code, you can also enter the QR access code as indicated at the
bottom of the QR code to start the online invigilation.
o Once the QR code is scanned, avoid any disturbances by putting your phone on flight
mode. No internet connection is needed during the assessment.
o Keep the Invigilator app open at all times on your cell phone during the assessment.
o You may place your cell phone next to you. Your cell phone does not need to face
you however should be close enough to hear the notifications from The Invigilator
App.
o The Invigilator App will notify you when an action is required.
o To receive notifications, do not put your cell phone on silent mode and ensure the
media volume is turned up.
o When an action is required, a notification beep will be heard, and an instruction will
be visible.
o Please take note that once the examination time is over, firstly focus on scanning and
uploading your script to your assessment platforms. Uploading your script is time
sensitive.
o Once your script is uploaded on your assessment platform, you may switch on your
data to start the uploading process on The Invigilator app.
• The examination
o This is a closed-book examination.
o Save a copy of the examination paper before your start answering the questions.
o Keep the Honesty Declaration in consideration throughout answering this paper.
o Upload your answer scripts in a single PDF file (answer scripts must not be password
protected or uploaded as “read only” files)
o Incorrect file format and uncollated answer scripts will not be considered.
o No e-mailed scripts will be accepted.
o You are advised to preview submissions (answer scripts) to ensure legibility and that
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, CONFIDENTIAL
2 of 15 AUI2601
Oct/Nov 2022
the correct answer script file has been uploaded.
o Incorrect answer scripts and/or submissions made on unofficial examination platforms
will not be marked and no opportunity will be granted for resubmission.
o Mark awarded for incomplete submission will be your final mark. No opportunity for
resubmission will be granted.
o Mark awarded for illegible scanned submission will be your final mark. No opportunity
for resubmission will be granted.
o Submissions will only be accepted from registered student accounts.
o If you are suspected of dishonest conduct during the examinations, you will be
subjected to disciplinary processes. Unisa has a zero tolerance for plagiarism and/or
any other forms of academic dishonesty.
o You are provided one hour to submit your answer scripts after the official examination
time. Submissions made after the official examination time will be rejected by the
examination regulations and will not be marked.
o If you experience network or load shedding challenges, you are advised to apply
together with supporting evidence for an aegrotat within three days of the examination
session.
o Only communication from your myLife account will be considered.
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3 of 15 AUI2601
Oct/Nov 2022
Question Main Topic Marks
1 Multiple-choice questions 15
2 The International Professional Practices Framework (IPPF) 32
3 Working papers and audit finding 33
4 Internal control 20
100
Please note:
Although the primary purpose of the examination is to test the candidate’s knowledge and
application of the subject matter, the candidate’s ability to organise and present such
knowledge in the written language of an acceptable standard will be taken into
consideration by the examiners.
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