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CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM QUESTIONS AND DETAILED CORRECT ANSWERS ALREADY PASSED A+. $12.99   Add to cart
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CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM QUESTIONS AND DETAILED CORRECT ANSWERS ALREADY PASSED A+.
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CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM QUESTIONS AND DETAILED CORRECT ANSWERS ALREADY PASSED A+. CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION EXAM QUESTIONS AND DETAILED CORRECT ANSWERS ALREADY PASSED A+. CERTIFIED COMPLIANCE AND ETHICS PROFESS...

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  • August 24, 2024
  • 14
  • 2024/2025
  • Exam (elaborations)
  • Questions & answers

Subjects

  • certified compliance and ethics professional ccep

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  • CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP
  • CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP

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CERTIFIED COMPLIANCE AND ETHICS
PROFESSIONAL (CCEP) CERTIFICATION
EXAM QUESTIONS AND DETAILED
CORRECT ANSWERS | ALREADY PASSED A+




These .Compliance .and .Ethics .Policies .and .procedures .must .exist .- .correct .Answers .✔✔ .-Non-
Retaliation, .Record .Management, .Conflict .of .Interest, .Privacy, .Security, .and .Confidentiality

What .are .Compliance .Officers .required .to .do? .- .correct .Answers .✔✔ .-
Maintain .Compliance .and .Ethics .polices .and .procedures

When .making .decisions, .C.O. .need .to.... .- .correct .Answers .✔✔ .-
Consult .with .appropriate .subject .matter .resources, .HR, .legal, .finance

A .main .goal .of .compliance .program: .- .correct .Answers .✔✔ .-
Assure .Alignment .between .organization's .mission, .vision, .values, .and .the .code .of .conduct

A .main .goal .of .compliance .program .is... .- .correct .Answers .✔✔ .-
to .assure .alignment .of .the .compliance .and .ethics .strategic .plan .is .consistent .with .overall .business .
objectives.

A .requirement .for .compliance .program .is... .- .correct .Answers .✔✔ .-to .maintain .a .code .of .conduct

C.O. .needs .to .ensure .what? .- .correct .Answers .✔✔ .-
Ensure .organizational .value .statements .reflect .a .committment .to .a .culture .of .integrity

What .else .does .a .CO .ensure? .- .correct .Answers .✔✔ .-
The .policies .and .procedures .address .regulatory .and .legal .requirements.

Policies .need .to .address .what? .- .correct .Answers .✔✔ .-Interactions/relationships .with .third-
parties, .like .vendors, .business .partners, .and .competitors

What .else .is .required .in .relation .to .third-parties? .- .correct .Answers .✔✔ .-
That .contractual .agreements .include .compliance .and .ethic .standards.

, What .documentation .is .required .of .a .compliance .plan? .- .correct .Answers .✔✔ .-
That .the .program .is .documented, .like .a .compliance .manual/outlined .plan.

What .else .will .a .compliance .program .document .in .regards .to .risks? .- .correct .Answers .✔✔ .-
That .policies .and .procedures .around .specific .identified .risk .area .are .maintained.

What .will .a .compliance .program .document .in .regards .to .governance .policies? .- .correct .Answers .✔
✔ .-That .the .governance .policies .for .the .compliance .and .ethics .program .are .maintained.

Who .does .a .Compliance .Officer .report .to? .- .correct .Answers .✔✔ .-
A .board .of .directors, .or .audit .committee

What .does .a .compliance .officer .report .and .to .whom? .- .correct .Answers .✔✔ .-
Reports .compliance .and .ethics .activity .to .the .internal .governing .body, .like .a .board .of
.directors/audit .committee

Who .else .does .a .compliance .officer .report .to? .- .correct .Answers .✔✔ .-
Gives .reports .of .compliance .and .ethics .activity .to .the .senior .business .leader, .like .the .CEO .or .CFO

What .does .the .CO .coordinate .inside .the .organization? .- .correct .Answers .✔✔ .-
Coordinates .the .operational .aspects .of .the .compliance .program .with .management, .like .oversight .c
ommittee .and .senior .managment.

Benchmarking .- .correct .Answers .✔✔ .-
Collaborate .with .others .internally .and .externally .to .institute .best .practices: .what .are .others .doing .i
n .their .program?

What .is .the .CO .responsible .for .in .regards .to .goals .of .oversight .committee? .- .correct .Answers .✔✔ .
-To .ensure .the .goals .and .objectives .of .the .oversight .committee .are .achieved.

What .knowledge .is .needed? .- .correct .Answers .✔✔ .-
Maintain .knowledge .of .relevant .laws .and .regulations

How .is .knowledge .of .relevant .laws .used? .- .correct .Answers .✔✔ .-
Relevant .laws .and .regulations .are .applied .to .the .needs .of .the .organization.

CO .assures .what .about .the .compliance .program? .- .correct .Answers .✔✔ .-
That .it .is .credible .and .run .with .integrity.

What .must .a .CO .recognize? .- .correct .Answers .✔✔ .-Recognize .the .need .for .outside .expertise.

What .does .the .governing .board .need .to .understand? .- .correct .Answers .✔✔ .-
Its .responsibilities .related .to .compliance .and .ethics .program .and .culture.

What .does .CO .need .to .do .in .regards .to .Legal .Counsel? .- .correct .Answers .✔✔ .-Make .sure .the .role
.of .counsel .is .defined.

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