green light 66 Questions & 100% Correct Answers- Latest Test | Graded A+ | Passed
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Course
Green light
Institution
Green Light
The risk-adjusted return of an investment is most closely associated with:
-:- alpha
Which of the following designations are acceptable on a business card?
1)RIA for an investment advisory firm registered with the SEC
2)RIA for an investment advisory firm registered with a state Administrator
...
green light 66 Questions & 100% Correct
Answers- Latest Test | Graded A+ | Passed
The risk-adjusted return of an investment is most closely associated with:
✓ -:- alpha
Which of the following designations are acceptable on a business card?
1)RIA for an investment advisory firm registered with the SEC
2)RIA for an investment advisory firm registered with a state Administrator
3)IAR for an investment adviser representative who has passed the appropriate qualifying
exam
✓ -:- None of the above
Which of the following choices is/are disadvantage(s) of investing in a C Corporation?
1)Shareholders are taxed on dividends received.
2)The corporation is taxed on its income.
3)Shareholders may not deduct their share of the corporation's losses on their personal tax
return.
4)Shareholders are paid last if the corporation liquidates.
An IAR is comparing the advantages and disadvantages of an S Corporation and a limited
partnership for a client. What is one advantage of investing in an S Corporation that is not
found in a limited partnership?
1)There is unlimited personal liability
2)An S Corporation pays higher dividends
3)An S Corporation allows for an unlimited number of shareholders
4)Investors have more control over management decisions
✓ -:- 4)
Which of the following factors would be the best measure of a bond's volatility?
✓ -:- Duration
A whole life insurance policy would be most appropriate for which of the following
individuals?
A 65-year-old man, whose objective is to accumulate enough money to pay for an
elaborate funeral
A 72-year-old grandmother who wants to insure that funds will be available for her
grandchildren's education
2|Page | Grade A+| 2024/2025
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