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CFA Level 1 CFAI Mock Exam I (AM) Questions and Answers 2024( A+ GRADED 100% VERIFIED). $11.99   Add to cart

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CFA Level 1 CFAI Mock Exam I (AM) Questions and Answers 2024( A+ GRADED 100% VERIFIED).

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CFA Level 1 CFAI Mock Exam I (AM) Questions and Answers 2024( A+ GRADED 100% VERIFIED).

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  • September 6, 2024
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CFA Level 1 CFAI Mock Exam I (AM)
Can you initiate coverage on a company that is a potential client? - ANS Yes - as long as the
recommendation is not unjustifiably favorable

Tender Offers - ANS Mat., non-pub info -> can't use!

To be GIPS compliant, a firm must adopt: - ANS the broadest definition of the firm

*presented annually, to all clients

Do you have to reveal referral fees even if $ isn't actually exchanged? - ANS yes (duh)

Remember: if there is total disregard for ethics from BOTH your boss and compliance, you are
recommended to - ANS quit the job

For 3rd party research.. - ANS you must do due diligence

the width of a conf. interval for a pop. mean is smaller if the sample size is: - ANS larger and
the degree of conf. is lower

if the given p-value is greater than the level of significance - ANS the null hyp. cannot be
rejected

to get the compound ROR, use the - ANS geometric mean

exhaustive events - ANS when all possible outcomes are covered

Bayes Formula = - ANS P(event / information) = P (information / Event) / P(information)) x
P(Event)

If the prices of substitute resources decrease, the demand for a given resource will most likely -
ANS decrease

*a dec. in the price of a sub. would induce consumers to use the sub. good, reducing demand
for the good in question

GDP measures the - ANS agg. income earned by all households, all companies, and the govt

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