100% satisfaction guarantee Immediately available after payment Both online and in PDF No strings attached
logo-home
Previously searched by you
Previously searched by you
logo
FINRA Series 7 Exam Study Guide with Complete Solutions $8.49   Add to cart
Quickly navigate to
Preview
  2.  
  3. Sie
  4.  
  5. Sie

Exam (elaborations)

FINRA Series 7 Exam Study Guide with Complete Solutions
 8 views  0 purchase
  • Course
  • Sie
  • Institution
  • Sie

FINRA Series 7 Exam Study Guide with Complete Solutions T-Bond - ️️ Correct-Usually 10-30 years that pay interest every 6 months. They are quoted exactly like T-Notes Securities Fund Service - ️️ Correct-SFS Swap Execution Facility - ️️ Correct-SEF None Deliverable Forward - ️�...

[Show more]

Preview 1 out of 3  pages

Document information

  • September 25, 2024
  • 3
  • 2024/2025
  • Exam (elaborations)
  • Questions & answers

Subjects

  • finra series 7 exam study guide with complete solu

Written for

  • Sie
  • Sie

Seller

avatar-seller
EmillyCharlotte

Reviews received

Content preview

TITLE: EMILLYCHARLOTTE 2024/2025 ACADEMIC PERIOD
OWNER: EMILLYCHARLOTTE
COPYRIGHT STATEMENT: ©2024 EMILLYCHARLOTTE. ALL RIGHTS RESERVED
FIRST PUBLISHED: SEPTEMBER 2024

FINRA Series 7 Exam Study Guide with
Complete Solutions

T-Bond - ✔️✔️Correct-Usually 10-30 years that pay interest every 6 months. They are

quoted exactly like T-Notes


Securities Fund Service - ✔️✔️Correct-SFS

Swap Execution Facility - ✔️✔️Correct-SEF

None Deliverable Forward - ✔️✔️Correct-NDF

Direct Custody Clearing - ✔️✔️Correct-DCC

Office of Foreign Asset Control - ✔️✔️Correct-OFAC

What makes parity important when pricing convertible bonds? - ✔️✔️Correct-The

conversation rate can slip out of parity with what a bond can sell for on the open market.

This it is important to do the math on conversation rate before deciding to convert into

common or sell the bond on the market.

Treasury Receipts - ✔️✔️Correct-Are created by brokerage firms from Treasury Notes

that are held in trust and collateralized.

Yes, the trust indenture anti dilution covenant requires an adjustment to the share price

for stock splits, stock dividends, and new issuance of shares. - ✔️✔️Correct-Does the

Trust Indenture provide an anti dilution covenant?



1/3

The benefits of buying summaries with Stuvia:

Guaranteed quality through customer reviews

Guaranteed quality through customer reviews

Stuvia customers have reviewed more than 700,000 summaries. This how you know that you are buying the best documents.

Quick and easy check-out

Quick and easy check-out

You can quickly pay through credit card or Stuvia-credit for the summaries. There is no membership needed.

Focus on what matters

Focus on what matters

Your fellow students write the study notes themselves, which is why the documents are always reliable and up-to-date. This ensures you quickly get to the core!

Frequently asked questions

What do I get when I buy this document?

You get a PDF, available immediately after your purchase. The purchased document is accessible anytime, anywhere and indefinitely through your profile.

Satisfaction guarantee: how does it work?

Our satisfaction guarantee ensures that you always find a study document that suits you well. You fill out a form, and our customer service team takes care of the rest.

Who am I buying these notes from?

Stuvia is a marketplace, so you are not buying this document from us, but from seller EmillyCharlotte. Stuvia facilitates payment to the seller.

Will I be stuck with a subscription?

No, you only buy these notes for $8.49. You're not tied to anything after your purchase.

Can Stuvia be trusted?

4.6 stars on Google & Trustpilot (+1000 reviews)

81989 documents were sold in the last 30 days

Founded in 2010, the go-to place to buy study notes for 14 years now

Start selling
$8.49
  • (0)
  Add to cart