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rsk4802 EXAM PACK 2025
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lOMoAR cPSD| 48433225Downloaded by Vincent master (cosmaswanza@gmail.com)
, lOMoAR cPSD| 48433225
UNIVERSITY EXAMINATIONS
JAN /FEB 2023
RSK4802
GOVERNANCE, RISK AND COMPLIANCE MANAGEMENT
100 Marks
Duration: 3 Hours
The paper consists of 19 pages, including this page.
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RSK4802 JAN/FEB 2023
This examination consists of Three (4) questions.
Answer ALL questions on the examination script in the space
provided.
QUESTION 1
You act as a consultant on corporate governance matters and have
recently received the following enquiries:
Enquiry 1 The four executive directors of a mining company have to
visit new prospects in Africa. Due to logistical problems, they will have
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RSK4802 JAN/FEB 2023
to travel together on certain routes. In view of fierce competition in the
market, this strategic trip will not be publicized.
Enquiry 2 Mr. Lincoln acts as the executive chairperson of his company
and sits on the remuneration committee. Mr. Lincoln is a major
shareholder in the company. His son acts as the Chief Executive Officer
of the company, which is listed on the JSE Securities Exchange SA.
The enquiry was received from a minority shareholder.
Enquiry 3 The Company has awarded shares and options on shares to
its non-executive directors. The option prices are well below market
prices.
Enquiry 4 Mr. Clinton is a non-executive director of a company and
attends the monthly management tender committee meetings. A
newspaper reported that Mr. Clinton did not recuse himself from a
meeting which awarded a major contract to his niece.
Comment on the 4 enquiries, taking into account good corporate
governance practices as envisaged by the King IV Report on Corporate
Governance.
(20 marks)
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