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FDIC TE JF Exam Study Guide Solutions

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FDIC TE JF Exam Study Guide Solutions Part 335 Reporting Thresholds - ANSWER-Securities Act of 1942 TA > $1M and 500 shareholders (750 at initiation; 500 ongoing) What loan problem is this: Absence sound lending policies, lack of sound credit judgment, lacking margin of security, insuffic...

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  • November 26, 2024
  • 80
  • 2024/2025
  • Exam (elaborations)
  • Questions & answers
  • FDIC
  • FDIC
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EmillyCharlotte
FDIC TE JF Exam Study Guide
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Part 335 Reporting Thresholds - ANSWER✔✔-Securities Act of 1942




TA > $1M


and 500 shareholders (750 at initiation; 500 ongoing)


What loan problem is this:




Absence sound lending policies, lack of sound credit judgment, lacking

margin of security, insufficient owner equity - ANSWER✔✔-Poor Risk

Selection


Sales Treatment (Loans)


II RP NR - ANSWER✔✔-Isolated Interest


Right to Pledge

Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 1/80

,No Repurchase


Minimum New Institution Policies Required


FILL - ANSWER✔✔-Funds Management


Investment


Loan


Liquidity


State Report Adequacy Criterion


CAED - ANSWER✔✔-Completeness


Arrangements


Exam Objectives


Documentation


Purposes of Capital


PRAP - ANSWER✔✔-Promote confidence


Restrict excessive asset growth


Absorb losses


Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 2/80

,Protect DIF


IT Rating Areas


MADS - ANSWER✔✔-Management


Audit


Development and Acquisition


Support & Delivery


Reg O Executive Officers - ANSWER✔✔-Cashier


Chairment


VP


Secretary


President


Treasurer




(Or participates in policy making function)


Money Laundering Stages


Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 3/80

, PLI - ANSWER✔✔-Placement


Layering


Integration


Trust Exam Components


MOECA - ANSWER✔✔-Management


Operations/Controls/Audit


Earnings


Compliance


Asset Management


Unsuitable Investment Activities


PAWREG - ANSWER✔✔-Pair-offs


Adjusted


When-issued


repositioning repo


extended settlement


Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 4/80

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