FPBC Exam 1d - Regulatory Framework II Complete Questions And Answers Verified Solution.
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Course
ABCFP
Institution
ABCFP
Define "competence audit" - correct answer an audit conducted by an FPBC registrant peer auditor to ensure competence requirements are being maintained.
Define peer reviewer - correct answer a peer reviewer or assessor ass...
Define "competence audit" - correct answer an audit conducted by an FPBC
registrant peer auditor to ensure competence requirements are being maintained.
Define peer reviewer - correct answer a peer reviewer or assessor assigned to
conduct a competence audit
Define professional conduct audit - correct answer a formal audit conducted by an
FPBC assessor assigned by the registrar. Examines professional conduct, areas of practice, and work
history.
Which legislation enables the ABCFP to conduct audits? - correct answer
Professional Governance Act Pt 6 Div 3
List the three primary duties of the audit and practice review committee - correct answer
To establish policy for routine/random practice reviews/audits and:
-Appoint assessors for the purpose of conducting audits and practice reviews
- Establish policy specifying pre-approved education courses or other action that may be included in an
undertaking or consent requested by the investigation committee.
-Impose restrictions on registrants based on review findings
- Refer matters to Investigation committee if a registrant's continued practice poses a threat to the
public interest.
Name the members of the Audit and Practice Review Committee - correct answer
Chair, at least two additional registrant committee members, and at least one lay member
How many practicing registrants are audited for practice annually, and when do the audits occur? -
correct answer Three percent, selected randomly fin February.
, How many practicing registrants are audited for professional conduct annually, and when do the audits
occur? - correct answer One percent of registrants, occurs after completion of
renewals in February.
Other than random selection, how are registrants identified for professional conduct audits? - correct
answer results, trends, issues or concerns identified as a result of ABCFP
complaints, investigations, discipline or competence audits
• risk of significant harm to the environment or public or other group within specific practice areas,
professional services or geographic areas
How may registrants be exempted from audits? - correct answer • completed a
competence or professional conduct audit in any of the previous three registration years
• illness, injury, or family emergency
• jury duty, or
• verified leave of absence from employment (e.g., maternity/paternity leave) supported by a
declaration of non practice (i.e., did not provide any professional services, work or products for the
duration of employment leave), in a form specified by the committee
What information must be provided to an assessor in a professional conduct audit? - correct answer
• the registrant's job description and a detailed description of work duties, any required competence
declarations and professional development records, and samples of professional work product, and
• any further information or documentation requested by the assessor that is related to verifying the
registrants' professional conduct
What information must be provided to an auditor in a competence audit? - correct answer
the registrant's job description, job profile or list of key functions and professional services required
• competence declaration for the current registration year and any other annual competence
declarations within the previous three years
• current continuous professional development records
• samples of professional services and work products.
• other information, documents and records requested by the peer reviewer that illustrate professional
services and work products related to verifying the registrants' competence
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