CCEP Compliance & Ethics Manual Quiz 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert)
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Module
Certified Compliance and Ethics Professional CCEP
Institution
Certified Compliance And Ethics Professional CCEP
CCEP Compliance & Ethics Manual Quiz 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert) Name the seven essential elements of compliance.
ANS 1.Written policies and procedures
2. Designated compliance officer and compliance committee
3. Effective training and education
...
4. How many minimal hours of compliance education should be required for all
employees?
ANS Minimum of one hour
5. What two things must be documented and reported?
ANS Auditing and monitoring activities
6. What are the typical five disciplinary action steps?
ANS 1. Verbal warning
2. Written warning
3. Suspension
4. Fine
5. Termination
7. The government encourages of suspected fraud.
ANS reporting
8. What are six ways to save on future costs of compliance?
ANS 1. Embed quality into existing processes
2. Centralize common processes and controls
3. Focus on corporate culture
4. Improve information system processes
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