SIE Mastery EXAMS BUNDLE | Questions with 100% Correct Verified Answers

Which of the following companies is in a cyclical industry? - Answer A heavy equipment maker *Heavy equipment is a cyclical industry, tending to move in tandem with the business cycle. Precious metals tend to be counter cyclical. Food and fuel are defensive industries. Under the Investment Compan...

A customer buys 100 shares of ABC stock which is now trading at $63. A month later the market goes to $65. The customer thinks the market will remain near $65 in the following months, so he decides to sell 1 ABC Sept 65 Call @ $3. ABC then goes to $60 and the customer's call contract expires and...

Numbers measuring the output of goods and services have been declining for just under two years. The economy would be characterized as A) being in an economic trough within the business cycle. B) being in a depression. C) being just under the recessionary measurement threshold. D) expanding...

ABC gold mining company has issued a preferred stock. Dividends on the issue may be paid as: - Answer Cash only A customer buys 100 shares of preferred at $101 per share. The par value is $100. The dividend rate is 8%. Each dividend payment will be: - Answer $400 If interest rates fall, issuers ...

The market price of common stock will be influenced by which of the following? I The par value of the shares II Expectations for future earnings of the company III Expectations for future dividends to be paid by the company IV Book value of the company A. I and IV B. II and III C. I, II, III ...

A registered representative calls a potential customer about investing in growth stocks. The customer states "Don't call me. Good-bye" and hangs up the phone. The registered representative should: - Answer place the customer on a "Do Not Call" list During the recession phase of an economic c...