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Exam (elaborations) IMCA - The Investment Advisor Body of Knowledge + Test Bank_ Readings for the CIMA Certification (2015, Wiley)

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IMCA - The Investment Advisor Body of Knowledge + Test Bank_ Readings for the CIMA Certification (2015, Wiley) Contents Acknowledgments vii Introduction xi CHAPTER 1 IMCA Code of Professional Responsibility and Standards of Practice 1 CHAPTER 2 Regulatory Considerations 37 CHAPTER 3 Statisti...

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  • October 18, 2021
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(PLUS TEST BANK) THE
INVESTMENT ADVISOR
BODY OF KNOWLEDGE
Readings for the CIMA
Certification

Edited By: JIM DOBBS

ISBN 978-1-118-91232-4
(Paperback) ISBN
978-1-118-91241-6
(ePDF) ISBN
978-1-118-91234-8 (ePub)

1155 PAGES

,
,The Investment Advisor Body
of Knowledge
Readings for the CIMA® Certification




IMCA® INVESTMENT MANAGEMENT
CONSULTANTS ASSOCIATION

, Cover image: © iStock.com / TarapongS
Cover design: Wiley
Copyright © 2015 by Investment Management Consultants Association. All rights reserved.
Published by John Wiley & Sons, Inc., Hoboken, New Jersey.
Published simultaneously in Canada.
Excerpts from the following were reprinted with permission:
ActiveBeta Indexes: Capturing Systematic Sources of Active Equity Returns by Khalid Ghayur, Ronan G.
Heaney, Stephen A. Komon, Stephen C. Platt, and Andrew W. Lo. Copyright © 2010 by Khalid Ghayur,
Ronan G. Heaney, Stephen A. Komon, and Stephen C. Platt. Reproduced with permission of John
Wiley & Sons, Inc.
Behavioral Finance and Wealth Management: How to Build Optimal Portfolios That Account for Investor
Biases, Second Edition by Michael Pompian. Copyright © 2012 by Michael M. Pompian. Reproduced
with permission of John Wiley & Sons, Inc.
“Dynamic Risk-Based Asset Allocation” by Kris Boudt, Joakim Darras, and Benedict Peeters.
Copyright © 2013 by Wilmott Magazine Ltd. Reproduced with permission.
Financial Advice and Investment Decisions: A Manifesto for Change by Jarrod W. Wilcox and Frank J.
Fabozzi. Copyright © 2013 by John Wiley & Sons, Inc. Reproduced with permission of John Wiley &
Sons, Inc.
(Credits continued on page 1135)

No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form
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permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior
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(978) 646-8600, or on the Web at www.copyright.com. Requests to the Publisher for permission should
be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ
07030, (201) 748-6011, fax (201) 748-6008, or online at http://www.wiley.com/go/permissions.
Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in
preparing this book, they make no representations or warranties with respect to the accuracy or
completeness of the contents of this book and specifically disclaim any implied warranties of
merchantability or fitness for a particular purpose. No warranty may be created or extended by sales
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ISBN 978-1-118-91232-4 (Paperback)
ISBN 978-1-118-91241-6 (ePDF)
ISBN 978-1-118-91234-8 (ePub)
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1

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