Exam (elaborations)
CFA practice 1 Questions and Answers (Graded A)
- Course
- Institution
Proprietary trading is most likely carried out by: dealers. brokers. settlement agents. - Answer- Dealers, Dealers act as principals, so they are deemed proprietary traders. Dealers trade on behalf of their own accounts and use their own capital to make markets. B is incorrect. Brokers arran...
[Show more]