AUI3701
EXAM PACK
Solutions, Explanations, workings, and references
+27 81 278 3372
, UNIVERSITY EXAMINATIONS
October/November 2022
AUI3701
The Internal Audit Process: Planning the Engagement
Total:100 marks
Duration: 2 hours
This paper consists of 13 pages.
INSTRUCTIONS:
Keep the Honesty Declaration in consideration throughout answering this paper
Ensure you are connected to the internet in order to log into the Invigilator app and scan the
QR code.
If you encounter difficulty in scanning the QR code, you can alternatively enter the Exam
Access Code below the QR code to start the invigilation.
Unless otherwise specified by your institution, note that you can only scan the QR code
once. If your assessment has multiple online sections, tests or attempts, you should NOT
finish the invigilation until your entire assessment has been completed.
Only scan the QR code when the assessment formally commences.
The QR code is only scannable for a limited time and it should therefore be scanned
as soon as possible to start the invigilation.
Once the QR code is scanned, ensure your media volume is turned up and place your
smartphone next to you. The Invigilator app will notify you with a notification beep when you
are required to action a request, which you should then perform.
We recommend that you keep your smartphone on charge for the duration of the
assessment.
If you only have one device, you may access your assessment in the application by pressing
the ‘Access Exam’ button in the top right corner of your app.
Keep the Invigilator app open on your cellphone for the full duration of the
assessment. You are not allowed to minimise or leave the app.
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, CONFIDENTIAL
2 of 13 AUI3701
October/November 2022
Ensure you are connected to the internet in order to commence the invigilation as well as
at the end of the assessment. No internet connection is required during the assessment.
You have to adhere to the assessment time limit communicated to you by your institution
as the time displayed in the Invigilator app could differ from the time allocated to complete
your assessment.
You can click the "Finish Assessment" button in the app if you finish your assessment early.
If you are performing a written or Scan-and-Upload assessment:
The Invigilator app will request you to take a picture of every page of your answer sheet at
the end of the assessment. Unless otherwise specified by your institution, this does NOT
replace the normal upload of your script to your institution’s online portal.
After completing invigilation and following all app instructions, you must upload your
Invigilation app data. If however there is a delay in the upload of the app data at the end of
the assessment, you should prioritise the upload of your script to your university portal and
you can temporarily minimise the app to do so. Uploading of app data is not time sensitive
and you can come back and do it after you have successfully uploaded your script to the
exam portal.
Should you encounter any technical difficulty, please WhatsApp The Invigilator Helpdesk
on 073 505 8273.
[TURN OVER]
, CONFIDENTIAL
3 of 13 AUI3701
October/November 2022
Additional student instructions
1. This is a closed book examination.
2. Students must upload their answer scripts in a single PDF file (answer scripts must not be
password protected or uploaded as “read only” files)
3. NO emailed scripts will be accepted. Please utilise the contingency link provided by your module
lecturer should you be unable after trying to submit on the myExams platform.
4. Students are advised to preview submissions (answer scripts) to ensure legibility and that the
correct answer script file has been uploaded.
5. Students are permitted to resubmit their answer scripts should their initial submission be
unsatisfactory within the allocated submission time.
6. Incorrect file format and uncollated answer scripts will not be considered.
7. Incorrect answer scripts and/or submissions made on unofficial examinations platforms (including
the invigilator cellphone application) will not be marked and no opportunity will be granted for
resubmission.
8. The mark awarded for incomplete submission will be the student’s final mark. No opportunity for
resubmission will be granted.
9. The mark awarded for illegible scanned submission will be the student’s final mark. No opportunity
for resubmission will be granted.
10. Only the last file uploaded and submitted will be marked.
11. Submissions will only be accepted from registered student accounts.
12. Students who have not utilised the Invigilator app will be deemed to have transgressed Unisa’s
examination rules and will have their marks withheld.
13. Students have 48 hours from the day of their examination to upload their invigilator results from
the Invigilator app. Failure to do so will result in students deemed not have utilised invigilation or
proctoring tools.
14. Students must complete the online declaration of own work when submitting. Students suspected
of dishonest conduct during the examinations will be subjected to disciplinary processes. Students
may not communicate with other students, or request assistance from other students during
examinations. Plagiarism is a violation of academic integrity, and students who do plagiarise or
copy verbatim from published work will be in violation of the Policy on Academic Integrity and the
Student Disciplinary Code and may be referred to disciplinary hearing. Unisa has a zero tolerance
for plagiarism and/or any other forms of academic dishonesty.
15. Students are provided 30 minutes to submit their answer scripts after the official examination
time. Students who experience technical challenges should report to the SCSC on 080 000 1870
or their College exam support centres (refer to the Get help during the examinations by contacting
the Student Communication Service Centre (unisa.ac.za) within 30 minutes. Queries received
after one hour of the official examination duration time will not be responded to. Submissions
made after the official examination time will be rejected by the examination regulations and will
not be marked.
16. Non-adherence to the processes for uploading examination answers will not qualify the student
for any special concessions or future assessments.
[TURN OVER]
EXAM PACK
Solutions, Explanations, workings, and references
+27 81 278 3372
, UNIVERSITY EXAMINATIONS
October/November 2022
AUI3701
The Internal Audit Process: Planning the Engagement
Total:100 marks
Duration: 2 hours
This paper consists of 13 pages.
INSTRUCTIONS:
Keep the Honesty Declaration in consideration throughout answering this paper
Ensure you are connected to the internet in order to log into the Invigilator app and scan the
QR code.
If you encounter difficulty in scanning the QR code, you can alternatively enter the Exam
Access Code below the QR code to start the invigilation.
Unless otherwise specified by your institution, note that you can only scan the QR code
once. If your assessment has multiple online sections, tests or attempts, you should NOT
finish the invigilation until your entire assessment has been completed.
Only scan the QR code when the assessment formally commences.
The QR code is only scannable for a limited time and it should therefore be scanned
as soon as possible to start the invigilation.
Once the QR code is scanned, ensure your media volume is turned up and place your
smartphone next to you. The Invigilator app will notify you with a notification beep when you
are required to action a request, which you should then perform.
We recommend that you keep your smartphone on charge for the duration of the
assessment.
If you only have one device, you may access your assessment in the application by pressing
the ‘Access Exam’ button in the top right corner of your app.
Keep the Invigilator app open on your cellphone for the full duration of the
assessment. You are not allowed to minimise or leave the app.
[TURN OVER]
, CONFIDENTIAL
2 of 13 AUI3701
October/November 2022
Ensure you are connected to the internet in order to commence the invigilation as well as
at the end of the assessment. No internet connection is required during the assessment.
You have to adhere to the assessment time limit communicated to you by your institution
as the time displayed in the Invigilator app could differ from the time allocated to complete
your assessment.
You can click the "Finish Assessment" button in the app if you finish your assessment early.
If you are performing a written or Scan-and-Upload assessment:
The Invigilator app will request you to take a picture of every page of your answer sheet at
the end of the assessment. Unless otherwise specified by your institution, this does NOT
replace the normal upload of your script to your institution’s online portal.
After completing invigilation and following all app instructions, you must upload your
Invigilation app data. If however there is a delay in the upload of the app data at the end of
the assessment, you should prioritise the upload of your script to your university portal and
you can temporarily minimise the app to do so. Uploading of app data is not time sensitive
and you can come back and do it after you have successfully uploaded your script to the
exam portal.
Should you encounter any technical difficulty, please WhatsApp The Invigilator Helpdesk
on 073 505 8273.
[TURN OVER]
, CONFIDENTIAL
3 of 13 AUI3701
October/November 2022
Additional student instructions
1. This is a closed book examination.
2. Students must upload their answer scripts in a single PDF file (answer scripts must not be
password protected or uploaded as “read only” files)
3. NO emailed scripts will be accepted. Please utilise the contingency link provided by your module
lecturer should you be unable after trying to submit on the myExams platform.
4. Students are advised to preview submissions (answer scripts) to ensure legibility and that the
correct answer script file has been uploaded.
5. Students are permitted to resubmit their answer scripts should their initial submission be
unsatisfactory within the allocated submission time.
6. Incorrect file format and uncollated answer scripts will not be considered.
7. Incorrect answer scripts and/or submissions made on unofficial examinations platforms (including
the invigilator cellphone application) will not be marked and no opportunity will be granted for
resubmission.
8. The mark awarded for incomplete submission will be the student’s final mark. No opportunity for
resubmission will be granted.
9. The mark awarded for illegible scanned submission will be the student’s final mark. No opportunity
for resubmission will be granted.
10. Only the last file uploaded and submitted will be marked.
11. Submissions will only be accepted from registered student accounts.
12. Students who have not utilised the Invigilator app will be deemed to have transgressed Unisa’s
examination rules and will have their marks withheld.
13. Students have 48 hours from the day of their examination to upload their invigilator results from
the Invigilator app. Failure to do so will result in students deemed not have utilised invigilation or
proctoring tools.
14. Students must complete the online declaration of own work when submitting. Students suspected
of dishonest conduct during the examinations will be subjected to disciplinary processes. Students
may not communicate with other students, or request assistance from other students during
examinations. Plagiarism is a violation of academic integrity, and students who do plagiarise or
copy verbatim from published work will be in violation of the Policy on Academic Integrity and the
Student Disciplinary Code and may be referred to disciplinary hearing. Unisa has a zero tolerance
for plagiarism and/or any other forms of academic dishonesty.
15. Students are provided 30 minutes to submit their answer scripts after the official examination
time. Students who experience technical challenges should report to the SCSC on 080 000 1870
or their College exam support centres (refer to the Get help during the examinations by contacting
the Student Communication Service Centre (unisa.ac.za) within 30 minutes. Queries received
after one hour of the official examination duration time will not be responded to. Submissions
made after the official examination time will be rejected by the examination regulations and will
not be marked.
16. Non-adherence to the processes for uploading examination answers will not qualify the student
for any special concessions or future assessments.
[TURN OVER]
