Exam (elaborations)
FINRA Rules
- Course
- Institution
FINRA Takeover - answer-FINRA is in the process of writing a harmonized single set of rules. At this point in the beginning of 2014, many of the rules have been redone, but others are still a work-in-progress. Until the rulebook is completely harmonized, FINRA is enforcing the "old" NYSE and NASD r...
[Show more]