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BLAW 3310 FINAL REVIEW UTA questions and answers verified answers||Latest 2024/2025
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BLAW 3310 FINAL REVIEW UTA questions and answers verified answers||Latest 2024/2025
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BLAW 3310 FINAL REVIEW UTAHow are agencies created? - ANSCreated through statutes/legislation
Is an administrative law judge decision final and binding? - ANSno, because it can always be
appeal into the court system (Federal courts)
Securities Act 1933 - ANS-its has to due with disclosure even before making the offer or selling
the security. -registration statement must be file before any offers can be make
- registration statement must be in file for 20 conservatives days
Securities Act 1934 - ANS-applies until the securities are file and effective
- covers after the security has been issued or has been effective
what is the constitutional basis of the federal securities regulation? - ANS--
The Sherman Act of 1890 - ANSThe Sherman Act of 1890 made restraint of trade (among
states or with foreign nations) illegal, and attempts to monopolize trade (among states or with
foreign nations) illegal
Clayton Antitrust Act of 1914 - ANSClayton Antitrust Act of 1914 made practices that
substantially lesson competition or tend to create a monopoly illegal.
FTC Act of 1914 - ANSFTC Act of 1914 is where Congress established the FTC as an agency
to investigate and enforce violations of the antitrust laws. Most of the Act provides for the
structure, powers, and procedures of the FTC, but it also provides a major addition to antitrust
law: that unfair methods of competition and unfair/deceptive acts affecting commerce are illegal.
price discrimination - ANSwhen a vendor/producer sells a produce to a customer for a lower
price than it sells to the rest of its customers
what are the differences in chapter 7,11 & 13 in bankruptcy law? - ANSCh7- straight liquidation
Ch11- reorganization
Ch13- for individual only-not corporation can file here (must be voluntary)
Registration Statement - ANS- must be prepared before a security is to be put out in the market
- must be file and effective before anyone can offer on the stock
what if the registration statement do not get approved? - ANSthe company will get a doc saying
what went wrong, then fix the issue and file again.
what can be done before the registration becomes effective? - ANS-Red hiring
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