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green light 66 exam study guide with complete solutions

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green light 66 exam study guide with complete solutions The risk-adjusted return of an investment is most closely associated with: - Answer️️ - alpha Which of the following designations are acceptable on a business card? 1)RIA for an investment advisory firm registered with the SEC 2)RIA ...

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  • September 15, 2024
  • 12
  • 2024/2025
  • Exam (elaborations)
  • Questions & answers
  • Green light
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green light 66 exam study guide with
complete solutions


The risk-adjusted return of an investment is most closely associated with: - Answer✔️✔️-

alpha

Which of the following designations are acceptable on a business card?

1)RIA for an investment advisory firm registered with the SEC

2)RIA for an investment advisory firm registered with a state Administrator

3)IAR for an investment adviser representative who has passed the appropriate

qualifying exam - Answer✔️✔️-None of the above

Which of the following choices is/are disadvantage(s) of investing in a C Corporation?

1)Shareholders are taxed on dividends received.

2)The corporation is taxed on its income.

3)Shareholders may not deduct their share of the corporation's losses on their personal

tax return.

4)Shareholders are paid last if the corporation liquidates. - Answer✔️✔️-all

An IAR is comparing the advantages and disadvantages of an S Corporation and a

limited partnership for a client. What is one advantage of investing in an S Corporation

that is not found in a limited partnership?

1)There is unlimited personal liability

2)An S Corporation pays higher dividends


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