100% satisfaction guarantee Immediately available after payment Both online and in PDF No strings attached
logo-home
Previously searched by you
Previously searched by you
logo
Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert) $15.99
Add to cart
Quickly navigate to
Preview
  2.  
  3. Certified Compliance And Ethics Professional CCEP
  4.  
  5. Certified Compliance and Ethics Professional CCEP

Exam (elaborations)

Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert)
 0 purchase
  • Course
  • Certified Compliance and Ethics Professional CCEP
  • Institution
  • Certified Compliance And Ethics Professional CCEP

Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert) Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organizati...

[Show more]

Preview 4 out of 52  pages

Document information

  • September 20, 2024
  • 52
  • 2024/2025
  • Exam (elaborations)
  • Questions & answers

Subjects

  • ccep
  • certified compliance and ethics professional ccep
  • ccep certification study resources
  • which of the following best describes the purpose

Written for

  • Certified Compliance and Ethics Professional CCEP
  • Certified Compliance and Ethics Professional CCEP

Seller

avatar-seller
NurseFerian

Reviews received

Content preview

Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian




Certified Compliance and Ethics Professional

(CCEP) Certification Study Resources



1. Which of the following BEST describes the purpose of training based uponrisk

assessment findings?



A.) Reducing the organization's legal exposure B.)

Educating employees on laws and regulations

C.) Educating the board on the compliance program

D.) Reducing the organization's insurance premiums

ANS A. Reducing the organi-zation's legal exposure



2. A compliance and ethics professional investigates a report of sexual ha-rassment.

The incident does not constitute sexual harassment, but revealsthe employee's

misunderstandings of the harassment policy. Which of the following should be the






1 of 52 9/18/2024, 11:00

,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian




FIRST step in a corrective action plan?



A.) Consult outside counsel

B.) Disclose the incident to the EEOC

C.) Provide education and training on the policy

D.) Survey employees' understanding of the policy

ANS C.) Provide education andtraining on the policy



3. Which of the following provides guidance for the development of a compli-ance

program?



A.) Sarbanes-Oxley Act

B.) Federal Sentencing Guidelines

C.) Security and Exchange Commission

D.) Office for Civil Rights

ANS B.) Federal Sentencing Guidelines



4. Which of the following is the BEST outcome of a compliance and ethicsprogram?





2 of 52 9/18/2024, 11:00

,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian




A.) Mitigating risk

B.) Identifying risk

C.) Prioritizing risk

D.) Documenting risk

ANS A.) Mitigating risk



5. Training on price-fixing is MOST important for which of the following staff?



A.) Management

B.) Sales

C.) Marketing

D.) Accounting

ANS B.) Sales









3 of 52 9/18/2024, 11:00

,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian




6. A compliance and ethics program should include


1. An employee benefits handbook

2. Document retention guidelines

3. Policies regarding confidentiality

4. A statement about the organization's culture



A.) 1,2, and 3 only

B.) 1, 2, and 4 only

C.) 1, 3, and 4 only

D.) 2, 3, and 4 only

ANS D.) 2, 3, and 4 only



7. A US-based retail company has 250 stores in 30 states. Past compliance efforts have

included a silo-based approach with minimal oversight and the CEO acting as the

Compliance and Ethics Officer. One person in each state posted compliance-related

information sent from corporate, but there were no actual educational sessions. Policies

and procedures were developed by corporate and reviewed 5 years ago.The organization





4 of 52 9/18/2024, 11:00

The benefits of buying summaries with Stuvia:

Guaranteed quality through customer reviews

Guaranteed quality through customer reviews

Stuvia customers have reviewed more than 700,000 summaries. This how you know that you are buying the best documents.

Quick and easy check-out

Quick and easy check-out

You can quickly pay through credit card or Stuvia-credit for the summaries. There is no membership needed.

Focus on what matters

Focus on what matters

Your fellow students write the study notes themselves, which is why the documents are always reliable and up-to-date. This ensures you quickly get to the core!

Frequently asked questions

What do I get when I buy this document?

You get a PDF, available immediately after your purchase. The purchased document is accessible anytime, anywhere and indefinitely through your profile.

Satisfaction guarantee: how does it work?

Our satisfaction guarantee ensures that you always find a study document that suits you well. You fill out a form, and our customer service team takes care of the rest.

Who am I buying these notes from?

Stuvia is a marketplace, so you are not buying this document from us, but from seller NurseFerian. Stuvia facilitates payment to the seller.

Will I be stuck with a subscription?

No, you only buy these notes for $15.99. You're not tied to anything after your purchase.

Can Stuvia be trusted?

4.6 stars on Google & Trustpilot (+1000 reviews)

69052 documents were sold in the last 30 days

Founded in 2010, the go-to place to buy study notes for 15 years now

Start selling

Recently viewed by you

Exam (elaborations) ·

(0)

PSCI 2306 Exam 3| 98 Questions and Answers 100% Correct
$15.99
  • (0)
Add to cart
Added