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IFSE - CIFC - Unit 1 Exam with complete solutions 2024_2025. $11.49   Add to cart

Exam (elaborations)

IFSE - CIFC - Unit 1 Exam with complete solutions 2024_2025.

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  • IFSE - CIFC

IFSE - CIFC - Unit 1 Exam with complete solutions 2024_2025.

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  • September 25, 2024
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  • 2024/2025
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  • IFSE - CIFC
  • IFSE - CIFC
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IFSE - CIFC - Unit 1 Exam with complete
solutions 2024/2025




CSA - ANSWER-National Instruments are developed through?

MFDA - ANSWER-With which organization must mutual fund dealers (outside of
Quebec) register?

MFDA - ANSWER-Which organization operates the Investor Protection
Corporation (IPC)?

NI 31-103 - ANSWER-Registration Requirements and Exemptions provides the
harmonized registration rules for the registration of firms and individuals with the
provincial or territorial securities commissions

NI 81-101 - ANSWER-Mutual Fund Prospectus Disclosure ensures that mutual
funds disclose the info that investors should consider when deciding whether to
invest, or remain invested, in a fund.

It prescribed the content of key disclosure documents including the simplified
prospectus, the fund facts document, and the annual info form

NI 81-102 - ANSWER-Mutual Funds is the main instrument regulating mutual
funds. It regulates how mutual funds are managed, bought and sold

NI 81-105 - ANSWER-Mutual Fund Sales Practices ensures that mutual funds are
sold on the basis of what is suitable for, and in the best interests of, investors.

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