Exam (elaborations)
CCEP Exam Questions with 100% Correct Answers | Latest Version (2024/2025) Expert Verified
- Course
- Institution
CCEP Exam Questions with 100% Correct Answers | Latest Version (2024/2025) Expert Verified
[Show more]
Content preview
CCEP Exam Questions with 100% CorrectAnswers | Latest Version (2024/2025) Expert
Verified
Aicompanyiusesi5,000ithirdipartiesitoiaccomplishibusinessitasks.iWhichi
ofitheifollowingistepsishoulditheicomplianceiandiethicsiprofessionalitak
eitoirequireithirdipartiesitoicomplyiwithitheicompany'siethicsiandicompli
anceistandards?i
A.iReaditheithirdiparty'sicodeioficonduct.i
B.iIncludeitheistandardsiinitheithird-partyicontract.i
C.iConductidueidiligenceionitheithirdiparty.i
D.iCommunicateitheistandardsitoitheithirdiparti-iCorrectiAnswer-
B.iIncludeitheistandardsiinitheithird-partyicontract.
Wheniauditingicomplianceiissues,itheipersonimustibei
A.iexternal.i
B.ianiinternaliauditor.i
C.icertified.i
D.iindependenti-iCorrectiAnswer-D.iindependent
WhichiofitheifollowingiisitheiMOSTieffectiveiwayiaicomplianceiandiethic
siprofessionalicanievaluateicomplianceiandiethicsiauditifindings?i
,A.iInvestigateionlyithoseiallegationsireceivedifromimid-
levelimanagement.i
B.iConductitrendianalysisioniidentifiediriskiareasiandibenchmarkiresultsi
againstiindustryistandards.i
C.iTrackitheinumberiofisexualiharassmentiallegationsireceivedibyiHRitha
tiareisubstantiated.i
D.iReviewitheinumberiofihotlineicallsireceivediandiprovideitheiinformati
onitoitheiCFOi-iCorrectiAnswer-
B.iConductitrendianalysisioniidentifiediriskiareasiandibenchmarkiresultsi
againstiindustryistandards.
Afterianiinternaliinvestigation,iaiplantimanageriisifounditoihaveiwillfullyi
disregardedienvironmentaliregulationsitoireachiproductionigoals.iHRian
ditheiplantimanager'sisupervisoriagreeithatitheiplantimanagerishouldibe
iterminated.iAfteriaimonth,itheiplantimanagerihasinotibeeniterminated.i
Whichiofitheifollowingishouldibeitheicomplianceiandiethicsiprofessional
'siFIRSTiaction?i
A.iTerminateitheiplantimanageriimmediately.i
B.iReminditheisupervisorithatiheiagreeditoiterminateitheiplantimanager.
i
C.ireportitheilackiofidisciplinaryiactionitoitheiboardiofidirectors.i
D.iRequireiHRitoiterminateitheiplantimanageri-iCorrectiAnswer-
D.iRequireiHRitoiterminateitheiplantimanage
Question:i8iAiriskiassessmentiindicatedithatifinanceiandipurchasingiwer
eihigh-
riskiareas.iSubsequentiriskiassessmentsifocusedionlyionitheseidepartme
, nts.iAiroutineiauditiidentifiedithatiemployeesiiniaidifferentidepartmenti
violateditheicompany'sipoliciesiandiprocedures.iFutureiriskiassessment
sishouldibeidonei
A.iacrossitheientireiorganization.i
B.ionianias-neededibasisithroughoutitheiorganization.i
C.irandomlyithroughoutitheiorganization.i
D.ioniaipriorityibasisiwithinitheiorganization.i-iCorrectiAnswer-
D.ioniaipriorityibasisiwithinitheiorganization.
AniHRidirectoriownsiseveralipiecesiofirentalipropertyicloseitoicorporatei
headquarters.iAsipartiofitheinew-
hireipackage,iailistiofirentaliproperties,iincludingitheiHRidirector'siprope
rties,iisiprovideditoinewiemployees.iToidetermineiwhetheritheiinclusion
iofitheiHRidirector'sipropertiesionithisilistiisiappropriate,itheicompliancei
andiethicsiprofessionalishouldiFIRSTi
A.irequireitheipropertiesibeiremovedifromitheilist.i
B.ievaluateiifitheirentiisicompetitive.i
C.idiscussitheiissueiwithiseniorileadership.
D.ireviewitheiconflictiofiinterestipolicy.i-iCorrectiAnswer-
D.ireviewitheiconflictiofiinterestipolicy.
Aicomplianceiandiethicsiprofessionali(CEP)idiscoversiainewihireiisitheine
phewiofioneiofitheicompany'sidirectors.iTheidirectoriisitheichairpersonio
fitheicompensationicommittee.iWhenitheiCEPiasksitheiCEOiifiheiwasiawa
reiofithisisituation,itheiCEOiexplainsithatitheinewihireiisithei"bestiinitheib
usiness."iWhichiofitheifollowingishoulditheiCEPidoiFIRST?iA.iMonitorithe
The benefits of buying summaries with Stuvia:
Guaranteed quality through customer reviews
Stuvia customers have reviewed more than 700,000 summaries. This how you know that you are buying the best documents.
Quick and easy check-out
You can quickly pay through credit card or Stuvia-credit for the summaries. There is no membership needed.
Focus on what matters
Your fellow students write the study notes themselves, which is why the documents are always reliable and up-to-date. This ensures you quickly get to the core!
Frequently asked questions
What do I get when I buy this document?
You get a PDF, available immediately after your purchase. The purchased document is accessible anytime, anywhere and indefinitely through your profile.
Satisfaction guarantee: how does it work?
Our satisfaction guarantee ensures that you always find a study document that suits you well. You fill out a form, and our customer service team takes care of the rest.
Who am I buying these notes from?
Stuvia is a marketplace, so you are not buying this document from us, but from seller professoraxel. Stuvia facilitates payment to the seller.
Will I be stuck with a subscription?
No, you only buy these notes for $13.49. You're not tied to anything after your purchase.
Can Stuvia be trusted?
4.6 stars on Google & Trustpilot (+1000 reviews)
78252 documents were sold in the last 30 days
Founded in 2010, the go-to place to buy study notes for 14 years now