BLAW 3310 FINAL REVIEW UTA UPDATED ACTUAL Questions and CORRECT Answers
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Course
BLAW 3310
Institution
BLAW 3310
BLAW 3310 FINAL REVIEW UTA
UPDATED ACTUAL Questions and
CORRECT Answers
How are agencies created? - CORRECT ANSWER - Created through statutes/legislation
Is an administrative law judge decision final and binding? - CORRECT ANSWER - no,
because it can always be appeal into the court system (F...
BLAW 3310 FINAL REVIEW UTA
UPDATED ACTUAL Questions and
CORRECT Answers
How are agencies created? - CORRECT ANSWER - Created through statutes/legislation
Is an administrative law judge decision final and binding? - CORRECT ANSWER - no,
because it can always be appeal into the court system (Federal courts)
Securities Act 1933 - CORRECT ANSWER - -its has to due with disclosure even before
making the offer or selling the security. -registration statement must be file before any offers can
be make
- registration statement must be in file for 20 conservatives days
Securities Act 1934 - CORRECT ANSWER - -applies until the securities are file and
effective
- covers after the security has been issued or has been effective
what is the constitutional basis of the federal securities regulation? - CORRECT
ANSWER - --
The Sherman Act of 1890 - CORRECT ANSWER - The Sherman Act of 1890 made
restraint of trade (among states or with foreign nations) illegal, and attempts to monopolize trade
(among states or with foreign nations) illegal
Clayton Antitrust Act of 1914 - CORRECT ANSWER - Clayton Antitrust Act of 1914
made practices that substantially lesson competition or tend to create a monopoly illegal.
FTC Act of 1914 - CORRECT ANSWER - FTC Act of 1914 is where Congress
established the FTC as an agency to investigate and enforce violations of the antitrust laws. Most
of the Act provides for the structure, powers, and procedures of the FTC, but it also provides a
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