Blue chip stock - Study guides, Class notes & Summaries

Peregrine Exam Review Day 1 Questions with 100% Correct Answers Balance Sheet Analysis - answerAnalysis of assets, liabilities, and equity Annually or quarterly Helpful for investors, bankers and brokers Compliance in Accounting - answerSarbanes act was created in 2002 to protect shareholders What are dividends? - answera sum of money paid regularly by a company to its shareholders out of its profits _ can be allocated as fixed amount per share - answerDividends Dividends - answercan o...

Which TWO of the following investors are considered equity owners of a corporation? Holders of common stock Holders of warrants Holders of preferred stock Holders of rights -:- Holders of common stock Holders of Preferred stock You are a registered representative at a member firm. Which of the following persons are bound by industry rules when opening an account at another member firm? -:- Your Spouse and Minor child A client purchases $800,000 of stock in a margin account and dep...

Peregrine Exam Review Questions with Correct Answers (Definite Pass) Income stock - Answer-pays higher-than-average dividends compared to other stock issues Value stock - Answer-stock from a company which has a low market price considering historical earning records and value of current assets Blue Chip Stock - Answer-the stock of a large, well-established and financially sound company that has operated for many years Owners of bonds are - Answer-Debt holders, creditors and issuer ...

A person applying for an initial registration as an agent might be asked to provide all of the following except A) citizenship information. B) employment history. C) a consent to service of process. D) fingerprints. D. Fingerprints Unlike FINRA, the USA does not require fingerprints for new registrants. Form U4 lists employment history and many other personal details. LO 2.g When a broker-dealer operates on the premises of a financial institution, certain disclosures must be ...

Which TWO of the following investors are considered equity owners of a corporation? Holders of common stock Holders of warrants Holders of preferred stock Holders of rights Correct Answer Holders of common stock Holders of Preferred stock You are a registered representative at a member firm. Which of the following persons are bound by industry rules when opening an account at another member firm? Correct Answer Your Spouse and Minor child A client purchases $800,000 of stock in a marg...

Which corporate voting procedures entitles a shareholder to one vote per share, and votes must be divided evenly among the candidates being voted on? - Statutory voting What market refers to the trading of exchange-listed securities in the over-the-counter market? These trades allow institutional investors to trade blocks of securities directly, rather than through an exchange, providing liquidity and anonymity to buyers. - Third market An investor sells a naked call on Omikron for a $250 ...

Growth Funds - correct answerConcentrated in common stock, seek capital appreciation, usually for younger ppl Index Funds - correct answerUse passive management, lower costs, tax efficient , broad exposure to market Equity income funds - correct answerPrimary onjective of dividends from stock; common or preferred Blue Chip Fund - correct answerInvest in large, well established companies, household names; consistent dividends, lower risk Option income funds - correct answerHold positi...

The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/365 Actual/360 Actual/365 30/360 Blue-sky laws are regulated by which of the following entities? ...

Balance Sheet Analysis Analysis of assets, liabilities, and equity Annually or quarterly Helpful for investors, bankers and brokers Compliance in Accounting Sarbanes act was created in 2002 to protect shareholders What are dividends? a sum of money paid regularly by a company to its shareholders out of its profits _ can be allocated as fixed amount per share Dividends Dividends can only be received one or more regular payment stream Cash dividend pa...

Financial Planning – NAF Exam Questions & Answers 2023/2024 blue chip stock - ANSWER-stock from nationally recognized companies which dominate the industry often having annual revenue of one billion or more compound interest - ANSWER-interest paid on the ever increasing total of principal and interest diversification - ANSWER-Spreading out investments to reduce risk dollar-cost averaging - ANSWER-The technique of buying a fixed dollar amount of a particular investment on a regula...