Cfp exam Study guides, Class notes & Summaries
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![TCFP Exam Questions and Answers (2022/2023) (Verified Answers)](/docpics/631938b8e77cc_1946912.jpg)
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TCFP Exam Questions and Answers (2022/2023) (Verified Answers)
- Exam (elaborations) • 19 pages • 2022
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TCFP Exam Questions and Answers (2022/2023) (Verified Answers) 
TCFP Exam Questions and Answers (2022/2023) (Verified Answers)
BUNDLE: TCFP EXAMS COMPILED
![CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.](/docpics/4199639/659ff29223999_4199639_121_171.jpeg)
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CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.
- Exam (elaborations) • 72 pages • 2024
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CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. 
CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. 
B. Fin. Planning and Application of Practice Standards 
C. Practice Standards for Fin. Planning Process 
D. Duties owed to firms/subordinates 
E. Duties owed to CFP Board 
F. Prohibition on Circumvention 
Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 
1. Fiduciary Duty 
2. Integrity 
3. Competence 
4. Diligence 
5. Dis...
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CFP EXAM 2024 WITH 100% ACCURATE SOLUTIONS
- Exam (elaborations) • 73 pages • 2024
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CFP EXAM 2024 WITH 100% ACCURATE SOLUTIONS 
 
 
What are the Laws of Agency (insurance)? - correct answer Express authority, Implied Authority, Apparent authority 
 
What are the Exemptions to Filing as an Investment Adviser? - correct answer - Advisor whose only clients are insurance companies 
- Family office 
 
What are the Exceptions to Filing as an Investment Adviser? - correct answer - Banks that are not also investment companies 
- Lawyers, accountants, teachers - advice is incidental 
- ...
![CFP Exam 2020 Questions & Answers](/docpics/5238051/663c17e496ae1_5238051_121_171.jpeg)
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CFP Exam 2020 Questions & Answers
- Exam (elaborations) • 99 pages • 2024
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CFP Exam 2020 Questions & Answers 
 
 
CFP Standards of Conduct Sections (6) - ANSWERSA. Duties owed to clients. 
B. Fin. Planning and Application of Practice Standards 
C. Practice Standards for Fin. Planning Process 
D. Duties owed to firms/subordinates 
E. Duties owed to CFP Board 
F. Prohibition on Circumvention 
 
Section A of CFP Standards of Conduct - ANSWERSDuties owed to Client: 
1. Fiduciary Duty 
2. Integrity 
3. Competence 
4. Diligence 
5. Disclose and Manage Conflicts of Interest ...
![CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.](/docpics/4198896/659fda08479f2_4198896_121_171.jpeg)
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CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.
- Exam (elaborations) • 72 pages • 2024
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- $13.99
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CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. 
CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. 
B. Fin. Planning and Application of Practice Standards 
C. Practice Standards for Fin. Planning Process 
D. Duties owed to firms/subordinates 
E. Duties owed to CFP Board 
F. Prohibition on Circumvention 
Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 
1. Fiduciary Duty 
2. Integrity 
3. Competence 
4. Diligence 
5. Dis...
![CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.](/docpics/4202030/65a047eb30c56_4202030_121_171.jpeg)
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CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+.
- Exam (elaborations) • 72 pages • 2024
-
- $12.99
- + learn more
CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. 
CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. 
B. Fin. Planning and Application of Practice Standards 
C. Practice Standards for Fin. Planning Process 
D. Duties owed to firms/subordinates 
E. Duties owed to CFP Board 
F. Prohibition on Circumvention 
Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 
1. Fiduciary Duty 
2. Integrity 
3. Competence 
4. Diligence 
5. Dis...
![CFP Exam Unit 1 - July 2021 Questions & Answers](/docpics/5237563/663c068a7da42_5237563_121_171.jpeg)
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CFP Exam Unit 1 - July 2021 Questions & Answers
- Exam (elaborations) • 30 pages • 2024
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CFP Exam Unit 1 - July 2021 Questions & Answers 
 
 
Steps to Financial Planning - EGADCIM - ANSWERS1. Establishing and defining the client planner relationship 
2. Gathering information necessary to fulfill the engagement 
3. Analyzing and evaluating the client's current financial status 
4. Developing the recommendations 
5. Communicating the recommendations 
6. Implementing the recommendations 
7. Monitoring the recommendations 
 
Eight Principal Knowledge Categories - ANSWERS1. Professional...
CFP Exam – 2024 Questions & Answers Verified 100% Correct!!
![CFP Exam - November 2023 Questions & Answers](/docpics/5237935/663c136f7c0ea_5237935_121_171.jpeg)
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CFP Exam - November 2023 Questions & Answers
- Exam (elaborations) • 72 pages • 2024
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CFP Exam - November 2023 Questions & Answers 
 
 
What are the Laws of Agency (insurance)? - ANSWERSExpress authority, Implied Authority, Apparent authority 
 
What are the Exemptions to Filing as an Investment Adviser? - ANSWERS- Advisor whose only clients are insurance companies 
- Family office 
 
What are the Exceptions to Filing as an Investment Adviser? - ANSWERS- Banks that are not also investment companies 
- Lawyers, accountants, teachers - advice is incidental 
- Broker/dealers or regi...
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