Cfp investments exam - Study guides, Class notes & Summaries

FP511 Practice Exam Correct 100%!Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? 1 Collecting personal financial information 2 Inquiring about the number of dependents 3 Inquiring about the age or dates of birth of dependents 4 Determining which stocks to purchase for the client's investment portfolio - ANSWER 1-3 Establishing and defining the client-...

CFP Exam Questions with 100% Correct Answers Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin requirement of 60% and a maintenance margin of 30%. At What price would Lisa receive a margin call? A. $20 B. $22.86 C. $57.14 D. $80.00 - Correct Answer️️ -B. $22.86 40*(1-.60)/ 1-.30= 22.86 Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin requirement of 65% and a maintenance margin of 40%. Assume the stock price fal...

CFP Mock Exam New Update 2023 with Complete Questions and Answers Which of the following is correct regarding certificates of deposit (CDs)? A. CD's are short-term securities that may be bought or sold in the open market at a market-determined price. B. CD's typically invest in high-quality, short-term investments, such as commercial paper, T-Bills, and money market funds. C. CDs are known as "time deposits" D. The financial institution pays a variable rate of interest for the ter...

2023 CFP Exam Guide Questions With Correct Answers Financial Planning Process (Practice Standards) - CORRECT ANSWER-EGADIM (Even God Admits Dat Its Amazing) - Establish Client-Planner Relationship, Gathering Client data, Analyze and Evaluate, Develop and Present the Plan, Implementing the Financial Plan, Monitoring the Financial Plan Purpose of Practice Standards - CORRECT ANSWER-to advance professionalism in practice, the value of planning, the guidelines for an engagement, complia...

CFP Mock Exam Practice Questions and Answers |100% Pass Which of the following is correct regarding certificates of deposit (CDs)? A. CD's are short-term securities that may be bought or sold in the open market at a market- determined price. B. CD's typically invest in high-quality, short-term investments, such as commercial paper, T-Bills, and money market funds. C. CDs are known as "time deposits" D. The financial institution pays a variable rate of interest for the term of...

HS 300 Exam Review Questions With Correct Answers For SEC registration purposes, which act sets the limit for assets under management? - answerThe Investment Advisors Act What is an appropriate investment for an emergency fund? - answerA money market mutual fund. What is the yield to maturity of a $1,000 face amount bond that currently sells for $875, pays $60 of interest at the end of each year, and matures in 10 years? - answer7.85% Keystrokes: 1000FV, 875+/-PV, 60PMT, 10N; I/yr Accor...

FP511 Practice Exam Questions and Answers |100% Pass Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? 1 Collecting personal financial information 2 Inquiring about the number of dependents 3 Inquiring about the age or dates of birth of dependents 4 Determining which stocks to purchase for the client's investment portfolio - Answer-1-3 Establishing a...

CFP Exam Questions with Correct Answers Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin requirement of 60% and a maintenance margin of 30%. At What price would Lisa receive a margin call? A. $20 B. $22.86 C. $57.14 D. $80.00 - Answer-B. $22.86 40*(1-.60)/ 1-.30= 22.86 Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin requirement of 65% and a maintenance margin of 40%. Assume the stock price falls to $30 per shar...

BUSI 352 FINAL EXAM 1 • Question 1 2 out of 2 points Which of the following does NOT play a part in a financial planner’s recommendations? • Question 2 2 out of 2 points Two of the more important factors affecting retirement planning are the savings amount and the growth of GDP. • Question 3 2 out of 2 points All of the following economic activities represent governmental fiscal policy EXCEPT: • Question 4 2 out of 2 points Which of the following state...

CFP Mock Exam New Update 2023 with Complete Questions and Answers Which of the following is correct regarding certificates of deposit (CDs)? A. CD's are short-term securities that may be bought or sold in the open market at a market-determined price. B. CD's typically invest in high-quality, short-term investments, such as commercial paper, T-Bills, and money market funds. C. CDs are known as "time deposits" D. The financial institution pays a variable rate of interest for the ter...