Insider affiliate - Study guides, Class notes & Summaries
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Certified Ethical Hacker Part 1 Questions and Answers Already Passed
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Certified Ethical Hacker Part 1 Questions and Answers Already Passed 
What threat type is a spouse, friend, or even client of an employee who uses the employee's credentials to gain access? Insider affiliate 
Which port numbers are used for SNMP? 161 and 162 
Which port number is used for SSH? 22 
What is the darknet? Network, software or service available outside of normal internet traffic and search engines 
Which type of password attack attempts every combination of characters? Brute force 
...
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CPH Exam 230 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 21 pages • 2023
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CPH Exam 230 Questions with Verified Answers 
 
 
When are suitability requirements not applicable? - CORRECT ANSWER For brokers who do not provide investment advice or operate as a separate legal entity 
 
How is a new product approved? - CORRECT ANSWER After review from the New product Committee 
 
What are the ethical principles for a code of ethics? - CORRECT ANSWER Trust, integrity, justice, fairness, and honesty 
 
What are the 5 Standards of Conduct? - CORRECT ANSWER Duty of Care, Tru...
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CFA- Level 1 Ethical & Professional Standards Exams 72 Questions with Answers,100% CORRECT
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CFA- Level 1 Ethical & Professional Standards Exams 72 Questions with Answers 
 
 
 
What are the seven standards of professional conduct? (LOS 1.b) -CORRECT ANSWER I: Professionalism 
II: Integrity of Capital Markets 
III: Duties to Clients 
IV: Duties to Employers 
V: Investment Analysis, Recommendations, and Actions 
VI: Conflicts of Interest 
VII: Responsibilities as a CFA Institute Member or CFA Candidate 
 
What are the six components of the Code of Ethics? (LOS 1.b) -CORRECT ANSWER o *Act...
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CPH Exam 230 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 21 pages • 2023
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CPH Exam 230 Questions with Verified Answers 
 
 
When are suitability requirements not applicable? - CORRECT ANSWER For brokers who do not provide investment advice or operate as a separate legal entity 
 
How is a new product approved? - CORRECT ANSWER After review from the New product Committee 
 
What are the ethical principles for a code of ethics? - CORRECT ANSWER Trust, integrity, justice, fairness, and honesty 
 
What are the 5 Standards of Conduct? - CORRECT ANSWER Duty of Care, Tru...
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IACCP Master Questions Bank with Answers 100% solved Rated A+
- Exam (elaborations) • 40 pages • 2023
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IACCP Master Questions Bank with Answers 100% solved Rated A+IACCP Master Questions Bank with Answers 100% solved Rated A+ 
Contains marking scheme 
 
The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade allocations may occur: 
A. Only on a rotational basis 
B. On a pro rata basis but other allocation methods can be used without violating the Advisers Act 
C. Only on a pro rata basis 
D. Based on the trader's good faith discretion – 
Which of the following should ...
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NCE Exam questions & answers 2023/2024 latest update
- Exam (elaborations) • 23 pages • 2023
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NCE Exam questions & answers 2023/2024 latest updateNCE Exam questions & answers 2023/2024 latest update 
 
 
 
 
 
 
cognitive dissonance - Correct Answer-motivation to reduce discomfort (dissonance) caused by inconsistency in attitude and behavior 
 
bystander effect - Correct Answer-the greater the number of bystanders who witness an emergency, the less likely any one of them is to help 
 
psycho-social theory - Correct Answer-the belief that social interactions are more important than sexual...
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IACCP Question Bank | Questions With Correct Answers Latest 2023-2024 (GRADED)
- Exam (elaborations) • 40 pages • 2023
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The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade 
allocations may occur: 
A. Only on a rotational basis 
B. On a pro rata basis but other allocation methods can be used without violating the 
Advisers Act 
C. Only on a pro rata basis 
D. Based on the trader's good faith discretion - Answer B. On a pro rata basis but 
other allocation methods can be used without violating the Advisers Act 
Which of the following should NOT be a factor when evaluating best execution? 
...
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NCE Exam questions & answers 2023/2024 latest update
- Exam (elaborations) • 23 pages • 2023
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NCE Exam questions & answers 2023/2024 latest update 
NCE Exam questions & answers 2023/2024 latest update 
 
 
 
 
 
 
cognitive dissonance - Correct Answer-motivation to reduce discomfort (dissonance) caused by inconsistency in attitude and behavior 
 
bystander effect - Correct Answer-the greater the number of bystanders who witness an emergency, the less likely any one of them is to help 
 
psycho-social theory - Correct Answer-the belief that social interactions are more important than sexu...
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IACCP Master Questions Bank | 170 Questions | 41 Pages | 100% Correct Answers 2023
- Exam (elaborations) • 41 pages • 2023
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- $11.49
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The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade 
allocations may occur: 
A. Only on a rotational basis 
B. On a pro rata basis but other allocation methods can be used without violating the 
Advisers Act 
C. Only on a pro rata basis 
D. Based on the trader's good faith discretion - Correct answer-B. On a pro rata basis 
but other allocation methods can be used without violating the Advisers Act 
Which of the following should NOT be a factor when evaluating best exec...
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FINRA Series 79 Exam Study Guide with Verified Solutions
- Exam (elaborations) • 55 pages • 2024
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FINRA Series 79 Exam Study Guide with 
Verified Solutions 
Debt to capitalization ratio use _____________ - Answer️️ -book value, including of 
equity 
Green shoe clause - Answer️️ -agreement allowing the underwriters to sell additional 
shares if demand is high for an offering of securities; 
can be in part or in full 
at any price 
can allow underwriter to profit 
-doesn't need to be approved by underwriter once its disclosed in the prospectus 
A company that is not a commercial bank ...
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