New cfp exam update - Study guides, Class notes & Summaries
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CFP Mock Exam New Update 2023 with Complete Questions and Answers
- Exam (elaborations) • 29 pages • 2023
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CFP Mock Exam New Update 2023 with 
Complete Questions and Answers 
Which of the following is correct regarding certificates of deposit (CDs)? 
A. CD's are short-term securities that may be bought or sold in the open market at a 
market-determined price. 
B. CD's typically invest in high-quality, short-term investments, such as commercial 
paper, T-Bills, and money market funds. 
C. CDs are known as "time deposits" 
D. The financial institution pays a variable rate of interest for the ter...
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CFP Exam Questions and Answers (New Update 2023)
- Exam (elaborations) • 9 pages • 2023
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CFP Exam Questions and Answers (New 
Update 2023) 
Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin 
requirement of 60% and a maintenance margin of 30%. At What price would Lisa 
receive a margin call? 
A. $20 
B. $22.86 
C. $57.14 
D. $80.00 - CORRECT ANSWER B. $22.86 
40*(1-.60)/ 1-.30= 22.86 
Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin 
requirement of 65% and a maintenance margin of 40%. Assume the stock price f...
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CFP Exam Questions and Answers (New Update 2023)
- Exam (elaborations) • 9 pages • 2023
- Available in package deal
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- $10.99
- + learn more
CFP Exam Questions and Answers (New 
Update 2023) 
Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin 
requirement of 60% and a maintenance margin of 30%. At What price would Lisa 
receive a margin call? 
A. $20 
B. $22.86 
C. $57.14 
D. $80.00 - CORRECT ANSWER B. $22.86 
40*(1-.60)/ 1-.30= 22.86 
Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin 
requirement of 65% and a maintenance margin of 40%. Assume the stock price f...
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CFP Exam - Random Facts to remember (New Update 2023)
- Exam (elaborations) • 5 pages • 2023
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CFP Exam - Random Facts to remember 
(New Update 2023) 
Annuity due - CORRECT ANSWER use BEGIN mode on calculator 
Ordinary Annuity - CORRECT ANSWER use END mode on calculator 
Fiduciary duty (ddf) - CORRECT ANSWER -duty of loyalty 
-duty of care 
-follow instructions 
Integrity (huc) - CORRECT ANSWER -honesty 
-upstanding 
-candor 
Competence - CORRECT ANSWER relevantly apply knowledge 
Diligence (tt) - CORRECT ANSWER -timely 
-thorough 
Disclose and manage conflicts of interest (admma) - CORR...
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CFP Exam - General Financial Planning Principles, Professional Conduct, and Regulation New Update 2023
- Exam (elaborations) • 4 pages • 2023
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CFP Exam - General Financial Planning 
Principles, Professional Conduct, and 
Regulation New Update 2023 
Financial Planning - CORRECT ANSWER The integrated, coordinated management of 
an individual’s financial situation. 
Code of Ethics and Standards of Conduct (Code and Standards) are intended to - 
CORRECT ANSWER Benefit and protect the public, provide standards for delivering 
financial planning, and advance financial planning as a distinct and valuable profession, 
Practice Standards ...
And that's how you make extra money
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CFP Exam - General Financial Planning Principles, Professional Conduct, and Regulation New Update 2023
- Exam (elaborations) • 4 pages • 2023
- Available in package deal
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- $8.49
- + learn more
CFP Exam - General Financial Planning 
Principles, Professional Conduct, and 
Regulation New Update 2023 
Financial Planning - CORRECT ANSWER The integrated, coordinated management of 
an individual’s financial situation. 
Code of Ethics and Standards of Conduct (Code and Standards) are intended to - 
CORRECT ANSWER Benefit and protect the public, provide standards for delivering 
financial planning, and advance financial planning as a distinct and valuable profession, 
Practice Standards ...
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