Csc canadian - Study guides, Class notes & Summaries

Canadian Securities (CSC) PASSED Exam Questions and CORRECT Answers Fundamental analysis - CORRECT ANSWER- looks at everything to best determine if the security's price will change. It is a method of analyzing the ST, MT, and LT prospects of different industries to shed light on security prices. Technical analysis - CORRECT ANSWER- focuses on the stock market. It uses charts and patterns of the past to predict future performance

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Canadian securities industry is mainly regulated by the ______ - Provinces The Investment Industry Regulatory Organization of Canada (IIROC) is an example of a ______ - Self-regulatory organization (SRO) Securities commissions delegate some of their powers to _____, who establish and enforce industry regulations - SROs Three categories of investment dealers: - Retail firms, Institutional firms, Integrated firms In Canada, foreign firms account for about ____% of all institutional clients -...

Canadian Securities (CSC) UPDATED Exam Questions and CORRECT Answers Retail firms - CORRECT ANSWER- full service and discount brokerage firms for individuals. Institutional firms - CORRECT ANSWER- includes pension funds, mutual funds, and insurance companies. Integrated firms - CORRECT ANSWER- contains all aspects of retail and institutional firms.

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Crim 414 Intervention Techniques in Corrections Qs&As 2024 Role Clarification - ANS-1.) Self-disclosure of the officer about his/her roles, responsibilities and professional personality 2.) Soliciting the client's views and their likes/dislikes 3.) Client self-disclosure of his/her attitude/behaviour, personality related to community supervision (ie. what the officer can expect from him/her) 4.) Collaborative agreement on expectations, roles, and responsibilities Role Clarifi...