Ifse cifc unit 1 - Study guides, Class notes & Summaries

CSA - National Instruments are developed through? MFDA - With which organization must mutual fund dealers (outside of Quebec) register? MFDA - Which organization operates the Investor Protection Corporation (IPC)? NI 31-103 - Registration Requirements and Exemptions provides the harmonized registration rules for the registration of firms and individuals with the provincial or territorial securities commissions NI 81-101 - Mutual Fund Prospectus Disclosure ensures that mutual funds disclose ...