Mutu - Study guides, Class notes & Summaries

Mutual Fund Liquidation -Initial Steps to Liquidation 1. Approval of Dissolution and Liquidation of the Series 2. Preparing a Plan of Liquidation 3. Announcement of Liquidation to Shareholders and the General Public 4.Commencement of Conversion of Portfolio to Cash/Cash Equivalents; Payment of Debts, and/or Setting Aside of Reserves 5. Closing or Cessation Date a. Other Considerations: Suspending a Fund's Reporting Obligations under the '34 Action ---Section 13A 6.. Payment of Liquida...

FL R.E.I. Pre License Exam Non-State TLO 1 Test Review Questions and Correct Answers. A developer submits a "___________-________________ ________________ ___________ to the "local legislative body" (county commission or city council) for approval. The __________ ___________ is then recorded in public records of the county A developer submits a "Sub-Division Plat Map" to the "local legislative body" (county commission or city council) for approval. The plat map is then recorded in pub...

Seg Funds and Mutual Funds Exam Questions and Answers

Index Fund Definition -A type of mutual fund which constructs a portfolio to match the performance of a specific financial market index. Stock Market Index Definition -A computed measurement which tracks a specified portion of the stock market. Index funds can be constructed to track any ________. -1. Stock Market Index

Seg Funds and Mutual Funds Exam Questions and Answers

_____ is responsible for paying the policy's premium and has various rights as specified in the contract - Owner 1.1: The McCarran-Ferguson Act of 1945..... - Gave states the authority to regulate insurance 1.10: A false statement in the application that can render the contract void, if material to the acceptance of the risk, is know as... - Misrepresentation 1.10: Essential elements of a legal contract (3) - Consideration, Legal Purpose, and Competent Parties 1.2: Dividends issued by st...

Mutual Funds Administration Overview UPDATED Exam Questions And CORRECT Answers Mutual Fund Organization - CORRECT ANSWER- Describes the formation and components of mutual funds Trust vs. Corporation - CORRECT ANSWER- Distinguishes between mutual fund structures as trusts or corporations Unitholders - CORRECT ANSWER- Investors in a mutual fund trust, distinct from shareholders in a corporation Investment Fund Manager - CORRECT ANSWER- Responsible for managing fund investments and d...

Mutual Fund 2024 With Complete Solutions Latest Update

Bond quote for Trillium Corp: Coupon 5.51%; Maturity Date: June 21 2033; Bid $100.52; Yield 5.27%. Based on this newspaper quote, which correctly identifies where the bond is currently trading? - At a premium Which statement regarding Treasury Bills is correct? -They are issued through a competitive bidding process at a discount from par In the municipal securities market, it is common for issuers to employ what types of bonds? - Serial Bonds What type of bonds are backed by an issuer'...

CIFC Unit 8 Mutual Funds Administration Questions and answers latest update