Section 401 Study guides, Class notes & Summaries

What information must be disclosed by a broker dealer in a research report? - Any investment banking compensation paid in past 12 months, anticipated price target, if analyst is a director of the company, any ownership in the company held by the analyst or analyst family members. Subordinated Debenture Bonds - Unsecured bonds, secured by the full faith and credit and no specific collateral of the corporation. Section 457 Plan - Retirement plan used by public sector workers. Similar to 4...

CESSWI QUESTIONS AND ANSWERS SCORED A+ Erosion process in which, by the actions of wind and/or water, soil particles detached and transported Sediment eroded material suspended in wind or water Sedimentation deposition of eroded material Types of Erosion splash sheet rill gully channel Splash erosion raindrop impact energy is enough to dislodge surface sediments sheet erosion caused by rain splash detaching soil particles lifting them up and removing...

Water Quality Standards Answer State or tribal requirements that define the water quality goals of a water body by designating the beneficial uses and setting criteria to protect those uses CWA Section 401 Answer Regulates water quality impacts and state certification programs. Required for any permit or license issues by a federal agency for any activity that may result in a discharge to waters of the U.S. CWA Section 402 Answer Established NPDES in 1972 to control discharges from defined...

1. Qualified Personnel: a person knowledgeable in the principles and practice of erosion and sediment controls who possesses the skills to assess conditions at the construction site that could impact storm water quality and to assess the effectiveness of any sediment and erosion control measures selected to control the quality of storm water discharges from the construction acitivities 2. How must the inspector act?: professional, impartial, courteous, consistent in every situation, honest and...

Qualified Personnel - Answer-a person knowledgeable in the principles and practice of erosion and sediment controls who possesses the skills to assess conditions at the construction site that could impact storm water quality and to assess the effectiveness of any sediment and erosion control measures selected to control the quality of storm water discharges from the construction acitivities How must the inspector act? - Answer-professional, impartial, courteous, consistent in every situatio...

Records required to be kept and record retention (DORA) (Ans- SW must retain record for 7 years from the date of termination. I Record information on record (Ans- name, phi, referral reason, mandatory disclosure statement. (5) Dates of service including, but not limited to the date of each contact with client, the date on which services began, and the date of last contact with client; (6) Types of service; (7) Fees; (8) Any release of information; (9) The records must be prepared ...

Colorado Licensure Questions and Answers Already Passed Records required to be kept and record retention (DORA) SW must retain record for 7 years from the date of termination. I Record information on record name, phi, referral reason, mandatory disclosure statement. (5) Dates of service including, but not limited to the date of each contact with client, the date on which services began, and the date of last contact with client; (6) Types of service; (7) Fees; (8) Any release of information; (9)...

Colorado Licensure Exam Questions With 100% Verified Answers Latest Updated 2024 (GRADED) Records required to be kept and record retention (DORA) - Answer- SW must retain record for 7 years from the date of termination. I Record information on record - Answer- name, phi, referral reason, mandatory disclosure statement. (5) Dates of service including, but not limited to the date of each contact with client, the date on which services began, and the date of last contact with client; (6) Type...

CESSWI is qualified to preform what inspections? correct answer: Construction, post construction, industrial, MS4 Clean Water Act year of creation and intent of law correct answer: 1972, enacted to restore and maintain the physical, bio, chem integrity of the waters of the US CWA Section 402 correct answer: Est. NPDES System, originally focused on industrial process waste water and POTW CWA Section 404 correct answer: regulated impacts to waters of the US, typically associated with ...

CESSWI- Sections 1 + 2 Exam Questions And Answers Qualified Personnel - ANS a person knowledgeable in the principles and practice of erosion and sediment controls who possesses the skills to assess conditions at the construction site that could impact storm water quality and to assess the effectiveness of any sediment and erosion control measures selected to control the quality of storm water discharges from the construction activities How must the inspector act? - ANS professiona...