Bsa aml test one Study guides, Class notes & Summaries

BSA/AML TEST ONE questions and answers

BSA/AML TEST ONE QUESTIONS AND ANSWERS

BSA/AML TEST ONE

What do functional regulators measure? - ANSWER-They measure programs. True or False. Compliance programs must be written. - ANSWER-true What does the FFIEC create? - ANSWER-A Common Program/ testing tool What does FFIEC stand for? - ANSWER-Federal Financial Institutions Examination Council What were some common themes in the consent orders that were issued? - ANSWER-lack of board supervision poor overall BSA/AML Compliance Program/ risk assessment lack of qualified personnel in key posi...

CPHON Chemo Exam 99 Questions with Verified Answers Which Chemo agent is associated with a high risk for hypersensitivity reaction? A. Methotrexate B. Carboplatin C. Cytarabine D. Busulfan - CORRECT ANSWER B Before a patient is to receive intrathecal Chemo: A. Ensure developmentally appropriate patient teaching is completed B. Verify the patient's white blood cell count C. Ensure other chemo agents are available to administer D. Apply LMX cream between L5-L7 - CORRECT ANSWER ...

What is money laundering? Claiming illegal funds as a legitimate business transaction Who oversees money laundering? federal regulations like the USA PATRIOT Act, What is AML mean? AML refers collectively to laws, policies, and company programs intended to deter and detect money laundering. The first stage in the money laundering process is called? placement What does placement mean? brings the illicit cash into the legal financial system What is structuri...

CPHON Chemo Exam 99 Questions with Verified Answers Which Chemo agent is associated with a high risk for hypersensitivity reaction? A. Methotrexate B. Carboplatin C. Cytarabine D. Busulfan - CORRECT ANSWER B Before a patient is to receive intrathecal Chemo: A. Ensure developmentally appropriate patient teaching is completed B. Verify the patient's white blood cell count C. Ensure other chemo agents are available to administer D. Apply LMX cream between L5-L7 - CORRECT ANSWER ...

CRCM Final Test ( 100 QUESTIONS CORRECTLY ANSWERED) | 14 PAGES| 2023 LATEST UPDATE CRCM Final Test ( 100 QUESTIONS CORRECTLY ANSWERED) | 14 PAGES| 2023 LATEST UPDATE Completing the annual report of indebtedness to correspondent banks. Reg O: Correct Answer: Instructions to executive officers regarding their reporting obligations under Regulation O should NOT include ____________. The account will be credited promptly. Reg E: Correct Answer: A customer who has preauthorized transf...

When developing a training plan for commercial lenders, which of the following regulations is least important to include? - ANSWER Truth in Lending Act, CFPB Regulation Z The federal banking agencies have proposed an amendment to Regulation Z that would require a new early disclosure statement for loans secured by the borrower's principal dwelling. After reading the proposed change, what should the compliance professional do FIRST? - ANSWER Prepare a summary document that outlines the effect...