Cfp certification exam Study guides, Class notes & Summaries

FP 511 ACTUAL EXAM 2024 WITH 300+ QUESTIONS AND CORRECT ANSWERS WITH DETAILED RATIONALES GRADED A / CERTIFIED FINANCIAL PROFESSIONAL CFP EXAM (BRAND NEW!!) According to CFP Board Code of Ethics, Connor, a CFP® professional, is responsible for which of the following? 1 Acting in the client's best interests 2 Avoiding or disclosing and managing conflicts of interest 3 Acting with honesty, integrity, competence, and diligence 4 Maintaining the confidentiality and protect the privacy of...

CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. B. Fin. Planning and Application of Practice Standards C. Practice Standards for Fin. Planning Process D. Duties owed to firms/subordinates E. Duties owed to CFP Board F. Prohibition on Circumvention Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 1. Fiduciary Duty 2. Integrity 3. Competence 4. Diligence 5. Dis...

CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. B. Fin. Planning and Application of Practice Standards C. Practice Standards for Fin. Planning Process D. Duties owed to firms/subordinates E. Duties owed to CFP Board F. Prohibition on Circumvention Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 1. Fiduciary Duty 2. Integrity 3. Competence 4. Diligence 5. Dis...

CFP Exam 2024 | 665 QUESTIONS| WITH COMPLETE SOLUTIONS GRADED A+. CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. B. Fin. Planning and Application of Practice Standards C. Practice Standards for Fin. Planning Process D. Duties owed to firms/subordinates E. Duties owed to CFP Board F. Prohibition on Circumvention Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 1. Fiduciary Duty 2. Integrity 3. Competence 4. Diligence 5. Dis...

Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? 1 Collecting personal financial information 2 Inquiring about the number of dependents 3 Inquiring about the age or dates of birth of dependents 4 Determining which stocks to purchase for the client's investment portfolio - ANSWER 1-3 Establishing and defining the client-planner relationship does not inc...

CFP Prep Exam Questions & Answers 2024/2025 What are the four key principles of motivational interviewing? - ANSWERS1. Partnership 2. Evocation 3. Acceptance 4. Compassion What items will "Always Bar" from CFP Certification? - ANSWERS1. Felony Conviction for Theft, Embezzlement, or other Financially based Crimes 2. Felony Conviction for Tax Fraud or Other Tax-Related Crimes 3. Revocation of a financial professional license, unless due to administrative issue. 4. Felony Conviction...

FP 513 EXAM 2024 WITH 500 ACTUAL EXAM QUESTIONS AND CORRECT ANSWERS ALREADY GRADED A / FP 513 PRACTICE QUESTIONS AND ANSWERS FOR CFP CERTIFICATION (GUARANTEED PASS) A money market mutual fund manager recently purchased negotiable, short-term, unsecured promissory notes issued by a number of large corporations for the portfolio. Select the type of investment the money manager purchased. - ANSWER-Commercial paper: Commercial paper is usually issued in denominations of $100,000 or more a...

CFP Practice Test 2023 CFP Standards of Conduct Sections (6) - CORRECT ANSWER-A. Duties owed to clients. B. Fin. Planning and Application of Practice Standards C. Practice Standards for Fin. Planning Process D. Duties owed to firms/subordinates E. Duties owed to CFP Board F. Prohibition on Circumvention Section A of CFP Standards of Conduct - CORRECT ANSWER-Duties owed to Client: 1. Fiduciary Duty 2. Integrity 3. Competence 4. Diligence 5. Disclose and Manage Conflicts of Interest ...

FP 512 EXAM WITH 250 REAL EXAM QUESTIONS AND CORRECT ANSWERS (100% CORRECT VERIFIED ANSWERS) 2024 FP 512 LATEST EXAM (NEW!!) If Mega Insurance Company has an A+ Superior rating with A.M. Best Company, what should a planner tell his client about the rating? - ANSWER-An evaluation of the financial strength of an insurance company is best obtained by consulting more than one rating service. The right of an insurer to recover damages from a third party for a loss covered by insurance is...

A specialist that works with individuals and businesses to guide them in making budgetary, savings and investment decisions. - Answer-Financial Planner A bachelors degree - can be in finance, business, accounting, marketing, economics, law, etc. - Answer-Required Education can enhance your reputation, broaden your employment and advancement options, as well as increase the types of products with which you're allowed to deal - Answer-Certification Exam good communication, interpersonal ...