Cfp investments exam 2024 - Study guides, Class notes & Summaries

CFP INVESTMENTS EXAM ...

©BRAINBARTER 2024/2025 FP511 Practice Exam Questions With Verified Answers Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? 1 Collecting personal financial information 2 Inquiring about the number of dependents 3 Inquiring about the age or dates of birth of dependents 4 Determining which stocks to purchase for the client's investment portfolio - answ...

©BRAINBARTER 2024/2025 Practice Exam FP511 Questions With Verified Answers Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? Collecting personal financial information Inquiring about the number of dependents Inquiring about the age or dates of birth of dependents Determining which stocks to purchase for the client's investment portfolio A) I and II ...

CFP Mock Exam Questions & Answers 2024/2025 Which of the following is correct regarding certificates of deposit (CDs)? A. CD's are short-term securities that may be bought or sold in the open market at a market-determined price. B. CD's typically invest in high-quality, short-term investments, such as commercial paper, T-Bills, and money market funds. C. CDs are known as "time deposits" D. The financial institution pays a variable rate of interest for the term of the CD. - ANSWERS...

CFP Mock Exam Practice Questions and Answers |100% Pass Which of the following is correct regarding certificates of deposit (CDs)? A. CD's are short-term securities that may be bought or sold in the open market at a market- determined price. B. CD's typically invest in high-quality, short-term investments, such as commercial paper, T-Bills, and money market funds. C. CDs are known as "time deposits" D. The financial institution pays a variable rate of interest for the term of...

FP511 Practice Exam Questions and Answers |100% Pass Which of the following activities would be appropriate if you were establishing and defining the client-planner relationship or gathering information necessary to fulfill the engagement? 1 Collecting personal financial information 2 Inquiring about the number of dependents 3 Inquiring about the age or dates of birth of dependents 4 Determining which stocks to purchase for the client's investment portfolio - Answer-1-3 Establishing a...

CFP Exam Questions with Correct Answers Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin requirement of 60% and a maintenance margin of 30%. At What price would Lisa receive a margin call? A. $20 B. $22.86 C. $57.14 D. $80.00 - Answer-B. $22.86 40*(1-.60)/ 1-.30= 22.86 Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin requirement of 65% and a maintenance margin of 40%. Assume the stock price falls to $30 per shar...