Cop vs coa - Study guides, Class notes & Summaries
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![COP vs COA Questions with complete solution 2024](/docpics/6145176/66db9b80122b4_6145176_121_171.jpeg)
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COP vs COA Questions with complete solution 2024
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COP vs COA Questions with complete solution 2024 COP vs COA? 
 
Handles customer complaints - correct answer COP. Code of Procedure 
 
Trade practice complaints - correct answer COP 
 
Settles dispute between members - correct answer COA, code of arbitration 
 
Disputes $50,000 or less - correct answer simplified arbitration, COA 
 
Unsettled customer disputes - correct answer COA 
 
Violations of SRO rules - correct answer COP, code of procedure 
 
Violations of Federal Securities ...
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