Ifse exam 2023 - Study guides, Class notes & Summaries
Looking for the best study guides, study notes and summaries about Ifse exam 2023? On this page you'll find 14 study documents about Ifse exam 2023.
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IFSE - CIFC Practice exam 2023 with 100% correct answers
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1. To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? - correct answer someone with whom you already have a business relationship 
 
Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? - correct answer It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry. 
 
What is the role of the ...
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IFSE exam 2023 with 100% correct answers
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To whom are you permitted to make an unsolicited telephone call to market new products ("cold-call") if they have signed up on the National Do Not Call List (DNCL)? - correct answer someone with whom you already have a business relationship 
 
Which of the following statements about Mutual Fund Dealers Association of Canada (MFDA) is CORRECT? - correct answer It is a self-regulatory organization for the distribution side of the Canadian mutual funds industry 
 
What is the role of the Ombu...
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IFSE EXAM 2023
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IFSE - CIFC BUNDLED exams 2023 with 100% correct answers
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IFSE - CIFC Practice exam 2023 with 100% correct answers
IFSE - CIFC Practice exam 2023 with 100% correct answers
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IFSE TEST COMPILATION BUNDLE 100% VERIFIED 2023
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Exam (elaborations)
90-day training IFSE Questions and Answers Graded A+ 2023


Exam (elaborations)
CIFC Final Exam Questions Review Questions with solutions 2023


Exam (elaborations)
CIFC-Unit.1-Regulatory Environment Questions and Answers Fully solved 2023


Exam (elaborations)
IFSE - CIFC - Unit 1 Questions and Answers Graded A+


Exam (elabor
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IFSE unit 1&2 exam 2023 with 100% correct answers
- Exam (elaborations) • 25 pages • 2023
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Who's mandate is to protect inv fr unfair, improper or fraud practices to foster fair and efficient cap markets to reduce risks to market integrity and inv confidence - correct answer CSA-canadian securities administrators 
 
What reg body registers the co's and individuals that manage mutual fund portfolios established in their province or territory - correct answer Security Regulator 
 
Who is empowered by securities regulators to admit members,perform compliance reviews and enforce rule...
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IFSE - CIFC - Unit 5 exam 2023 with 100% correct answers
- Exam (elaborations) • 9 pages • 2023
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Mutual Funds - correct answer Investments that hold a collection of different securities such as equities and bonds. 
 
Holdings - correct answer Collectively, the securities in a mutual fund 
 
The 3 main investment objectives - correct answer 1. Safety of Principal 
2. Income 
3. Growth 
 
Safety of Principal - correct answer Strive to protect investors from losing any of their original investment. Investors expect to get back at a minimum the amount of money they put into the investme...
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IFSE - CIFC - Unit 8 exam 2023 with 100% correct answers
- Exam (elaborations) • 8 pages • 2023
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Mutual Fund Corporation - correct answer - investors are shareholders 
- board of directors governs the fund 
- board of directors are elected by the shareholders at the fund's annual general meeting 
 
Mutual Fund Trust - correct answer - investors are unit-holders 
- no board of directors. Governed by trusts or trustees 
- unit-holders don't have authority to appoint trustees 
 
Mutual Funds Complex - correct answer - mutual fund manager 
- portfolio manager 
- custodian 
- distributor 
...
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IFSE - CIFC - Unit 6 exam 2023 with 100% correct answers
- Exam (elaborations) • 8 pages • 2023
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Where and when was the first mutual fund created? - correct answer Netherlands late 1700s 
 
After the Netherlands, to which countries did mutual funds spread? - correct answer England, France, USA (1800s) 
 
When was the first open-end mutual fund created in the USA? - correct answer 1924 
 
When was the first Canadian mutual fund established (CI Canadian Investment Fund)? - correct answer 1932 
 
Which years in mutual fund history had huge economic downturns? - correct answer 2002 an...
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IFSE - CIFC - Unit 8 exam 2023 with 100% correct answers
- Exam (elaborations) • 8 pages • 2023
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Mutual Fund Corporation - correct answer - investors are shareholders 
- board of directors governs the fund 
- board of directors are elected by the shareholders at the fund's annual general meeting 
 
Mutual Fund Trust - correct answer - investors are unit-holders 
- no board of directors. Governed by trusts or trustees 
- unit-holders don't have authority to appoint trustees 
 
Mutual Funds Complex - correct answer - mutual fund manager 
- portfolio manager 
- custodian 
- distributo...
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