Series 79 knopman - Study guides, Class notes & Summaries

Looking for the best study guides, study notes and summaries about Series 79 knopman? On this page you'll find 6 study documents about Series 79 knopman.

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Series 79 Knopman Marks question n answers 2024
  • Series 79 Knopman Marks question n answers 2024

  • Exam (elaborations) • 88 pages • 2024
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  • Series 79 Knopman Marks deferred tax asset or liability? Acceleration of revenue for accounting purposes - correct answer Deferred tax liability Source or use of cash? Decrease in accrued liabilities - correct answer Use of Cash Source or use of cash? Improvement in net working capital - correct answer Use of cash Purpose of a Schedule 13F - correct answer A 13F is a quarterly filing by Institutional Investment managers to disclose long equity positions Disclosure document used to g...
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Series 79 Knopman Marks questions & answers graded A+
  • Series 79 Knopman Marks questions & answers graded A+

  • Exam (elaborations) • 45 pages • 2024
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  • Series 79 Knopman Marksfalling interest rates - correct answer an investor who expects interest rates to fall would want a long duration zero coupon bond bond pricing - correct answer if an issuer is disappointed with the amount raised in a debt offering it could increase the interest rate i.e. +200bps to +250 bps bond spreads - correct answer High-yield bonds have wider spreads than investment grade or Treasury bonds yield-to-worst - correct answer bond trade confirmation must include ...
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Knopman Marks Series 79 Class Summary questions with answers 2024
  • Knopman Marks Series 79 Class Summary questions with answers 2024

  • Exam (elaborations) • 26 pages • 2024
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  • Knopman Marks Series 79 Class SummaryHow Many Days Before the Definitive Proxy is Filed With the SEC Must the Preliminary Proxy Be Filed with the SEC? - correct answer 10 calendar days PRE14A - correct answer preliminary proxy DEF14A - correct answer definitive proxy When Must the Definitive Proxy Be Filed With the SEC and Sent to Shareholders? - correct answer at least 1 calendar days prior to the shareholder meeting For How Long Must a Tender Offer be Available to Shareholders? - c...
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Series 79-Knopman questions and answers rated A+ 2024
  • Series 79-Knopman questions and answers rated A+ 2024

  • Exam (elaborations) • 22 pages • 2024
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  • Series 79-KnopmanFinancial markets - correct answer Collection of buyers and sellers that trade assets including equities, debt, currencies and derivatives Functions of capital markets - correct answer Raising capital, transferring risk, trade Factors in a market's performance - correct answer Efficiency, liquidity, continuity, marketability, timely and accurate information Capital markets - correct answer Markets for stocks (equity) and bonds (debt) Primary markets - correct answer...
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Series 79 - Knopman  with correct answers graded A+ 2024
  • Series 79 - Knopman with correct answers graded A+ 2024

  • Exam (elaborations) • 12 pages • 2024
  • Available in package deal
  • Series 79 - Order the following in terms of credit risk: 1. GSEs 2. Gov't Agency MBS / Treasury securities 3. Private label MBS - correct answer 1. Gov't Agency MBS / Treasury Securities - backed by the full faith and credit of the US gov 2. GSEs (Fannie, FNMA and Freddie, FHLMC) - not backed by the full faith and credit of the US gov but have special authority to borrow from the US Treasury, an implied guarantee 3. Private label MBS - have no government backing Ginnie Mae - correct ...
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