Topic 11 erisa - Study guides, Class notes & Summaries
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Topic 11 ERISA Federal Regulation of Employee Benefit Plans Exam 2023
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Topic 11 ERISA Federal Regulation of Employee Benefit Plans Exam 2023 
 
 
Employee Retirement Income Security Act - 1974 ERISA - ANSWER-Had just as big of an impact as ACA. 
 
Reserving retired income securities. 
 
Original Intent 
-Employer provided pensions 
--95% of provisions 
--5% health and welfare 
 
Employer provided pensions - ANSWER-95% of provisions 
5% health and welfare 
 
ERISA Regulation - ANSWER-Provides minimum protection standards for pension plans. 
 
Defined benefit plans (...
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TOPIC 11: ERISA EXAM QUESTIONS & ANSWERS 2023/2024
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TOPIC 11: ERISA EXAM QUESTIONS & ANSWERS 2023/2024 
 
 
who regulates insurers? - ANSWER-states 
 
who regulates ERs when designing EE benefit plans? - ANSWER-federal government 
 
why would national insurers prefer to be regulated by the federal government? - ANSWER-so they do not have to answer to 50 different regulators and just have a uniform regulation 
 
what is the only way states can have an influence on ERs? - ANSWER-by regulating the contracts they buy 
 
indirect regulation 
 
state m...
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Topic 11 - Employee Retirement Income Security Act (ERISA) Exam 2023/2024
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Topic 11 - Employee Retirement Income Security Act (ERISA) Exam 2023/2024 
 
 
What is the original intent of ERISA? - ANSWER-- Protect ER-provided pensions 
--- 95% of the provisions are retirement plans 
--- 5% are health and welfare 
- ERISA is very involved in healthcare reform 
 
ERISA Regulation - ANSWER-- Provides minimum protection standards for pension plans 
- ERISA applies to all EE benefit plans operated by private ERs or EE organizations 
 
ERISA mandated - ANSWER-- Pre-funding stan...
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aPHR HR Operations Test Questions & Answers Solved 100%
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The process by which the key stakeholders of an organization envision its future and develop a mission, objectives, and procedures to achieve that future is called: 
A. Goal planning 
B. Future planning 
C. Succession planning 
D. Strategic planning - Answer ☑ D. The definition of strategic planning is indeed the process by which key stakeholders of an organization envision its future and develop a mission, objectives, and procedures to achieve that future. 
 
 A, B, and C are incorrect. A is...
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HCCA - CHPC Overview QUESTIONS AND ANSWERS 2023
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HCCA - CHPC Overview QUESTIONS AND ANSWERS 2023 
1. HIPAA became law: 1996 
2. What is the purpose of HIPAA?: • To make health insurance portable under 
ERISA; 
• To move health care onto a nationally standardized electronic billing platform; and • To prevent fraud, waste and abuse 
3. Intent: purpose of this subtitle to improve the Medicare program under title XVIII 
of the Social Security Act, the Medicaid program under title XIX of such Act, and 
the efficiency and effectiveness of the ...
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[WILEY FINRA SERIES]VAN BLARCOM, JEFF -Wiley Series 65 Exam Review 2016 + TEST BANK The Uniform Investment Advisor Law Exam
- Exam (elaborations) • 513 pages • 2021
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[WILEY FINRA SERIES]VAN BLARCOM, JEFF -Wiley Series 65 Exam Review 2016 + TEST BANK The Uniform Investment Advisor Law Exam 
Contents 
ABOUT THE SERIES 65 EXAM xxi 
ABOUT THIS BOOK xxv 
ABOUT THE TEST BANK xxvii 
ABOUT THE SECURITIES INSTITUTE OF AMERICA xxix 
CHAPTER 1 
EQUITY SECURITIES 1 
What Is a Security? 1 
Equity = Stock 2 
Common Stock 2 
Corporate Time Line 2 
Values of Common Stock 4 
Book Value 4 
Par Value 5 
Rights of Common Stockholders 5 
Preemptive Rights 5 
Characteristics of a...
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Exam (elaborations) [WILEY FINRA SERIES]VAN BLARCOM, JEFF -Wiley Series 65 Exam Review 2016 + TEST BANK The Uniform Investment Advisor Law Exam
- Exam (elaborations) • 513 pages • 2021
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[WILEY FINRA SERIES]VAN BLARCOM, JEFF -Wiley Series 65 Exam Review 2016 + TEST BANK The Uniform Investment Advisor Law Exam WILEY SERIES 65 
EXAM REVIEW 2016 
WILEY FINRA SERIES 
This series includes the following titles: 
Wiley Series 3 Exam Review 2016 + Test Bank: National Commodities 
Futures Examination 
Wiley Series 4 Exam Review 2016 + Test Bank: The Registered Options 
Principal Examination 
Wiley Series 6 Exam Review 2016 + Test Bank: The Investment Company 
and Variable Contracts Produ...
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