FINRA Practice SIE
Capella University
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FINRA Practice SIE Exam | 75 Questions with 100% Correct Answers
- Exam (elaborations) • 12 pages • 2022
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The redemption value of an open-end investment company's shares is based on the: 
previous offering price 
previous closing NAV 
NAV computed after the order is received 
offering price computed after the order is received - NAV computed after the order is 
received 
The computation of dollar prices and accrued interest on municipal bonds is normal on 
what calendar basis? 
30/360 
30/365 
Actual/360 
Actual/365 - 30/360 
Blue-sky laws are regulated by which of the following entities? 
SEC 
MSR...
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