Ethics - Study guides, Class notes & Summaries

CFA final test 2022 6 components of the Code of Ethics: ANS: +Act with integrity, competence, diligence, respect and in an ethical manner wit the public, clients, prospective clients, employers, employees, colleagues, and all participants in global markets +Place integrity of profession and interest of clients above all else +Use reasonable care and independent professional judgement when conducting investment analysis, making investment recommendations, taking investment action, an...

Average Revenue > ATC Balance Sheet CDO Average Revenue > AVC Bank Discount Yield Backfilling Bias Banker's Acceptance Backwardation Banker's Acceptances 8a Created by a bank to reduce its loan exposure on its balance sheet Firm should stay in business for long-run = ((face value - market value)/(face value)) * (360/days until maturity) Firm continue production Guarantees by a bank that a loan will be repaid; Part of a commercial transaction; Gives assurance to counterpart...

Welcome to this comprehensive CFA (Chartered Financial Analyst) Mock Exam document, meticulously designed to simulate the format, difficulty, and content of the actual CFA examinations. As a globally recognized credential, the CFA designation represents proficiency in investment management and financial analysis, and thorough preparation is essential for success. This mock exam provides candidates with an authentic testing experience, featuring a diverse array of questions spanning all relevant ...

Welcome to this comprehensive CFA (Chartered Financial Analyst) document containing a curated selection of questions and answers designed to help you prepare for your CFA examinations with confidence. As a globally recognized credential, the CFA designation signifies expertise in investment management and financial analysis. This document encompasses a wide range of topics crucial for success in the CFA program, including ethics, quantitative methods, economics, financial reporting and analysis,...

Embarking on the journey to becoming a Chartered Financial Analyst (CFA) is a significant undertaking, requiring dedication, diligence, and comprehensive preparation. For candidates aiming to conquer the Level 2 exam, this comprehensive study guide serves as an indispensable companion, offering a wealth of resources to facilitate mastery of the curriculum and successful exam performance. This meticulously crafted study guide provides a thorough exploration of every facet of the CFA Level 2 cu...

Embarking on the journey to becoming a Chartered Financial Analyst (CFA) is a significant undertaking, requiring dedication, diligence, and comprehensive preparation. For candidates aiming to conquer the Level 2 exam, this comprehensive study guide serves as an indispensable companion, offering a wealth of resources to facilitate mastery of the curriculum and successful exam performance. This meticulously crafted study guide provides a thorough exploration of every facet of the CFA Level 2 cu...

Level 2 notes in PDF Format, over summarized level 2 in only 400 pages, recommended for quick revision before exam. Not recommended if wanting to study the whole Level 2 with only this resource.

Summary notes of the key concepts of Ethics in CFA Level 2.

Level lll - Vol 1 Ethical and Professional Standards Textbook Notes + Questions & Answers. 45 Pages. Author passed the exam in June 2021 (first try).