Finra licensing Study guides, Class notes & Summaries

Comptia Cloud Essentials Practice Questions and Answers | Graded A Benefits of using Digital Marketing - Correct Answer ️️ -Better Customer Engagement Real-time results, monitoring, and optimization Enhanced Analytics Campaign Automation and Integration Lower Costs Compaction - Correct Answer ️️ -Process of deleting expired data to make room for new data SaaS - Correct Answer ️️ -A software licensing and delivery model where applications are accessed over the internet IaaS...

Washington State Property & Casualty Insurance Latest Exam 100% correct answers. Authorized Insurer - correct answer An insurer that has qualified and received a Certificate of Authority from the Department of Insurance to transact insurance in the state. Contact adhesion - correct answer the accepter of the contract must "adhere" to the written contract inducement - correct answer An action aimed at persuading insolvent - correct answer Bankrupt; unable to pay debts. Transacting Insur...

NMLS EXAM 1: Questions and answers, VERIFIED/ 1) Mortgage loan fraud is reported at what level? A. State B. Federal C. County D. City - -B. Mortgage Fraud is reported to the FBI and to HUD ( The United States Department of Housing and Urban Development is a Cabinet department in the executive branch of the U.S. federal government) 2) Title V of the Housing and Economic Recovery Act (HERA) of 2008 is best known as: A. The SAFE Act B. RESPA C. TILA D. CRA - -A. S.A.F.E --The comple...

Washington State Property & Casualty Insurance Latest Exam 100% correct answers. Authorized Insurer - correct answer An insurer that has qualified and received a Certificate of Authority from the Department of Insurance to transact insurance in the state. Contact adhesion - correct answer the accepter of the contract must "adhere" to the written contract inducement - correct answer An action aimed at persuading insolvent - correct answer Bankrupt; unable to pay debts. Transacting Insur...

When does insured need an insurable interest? - correct answer when they buy insurance(not like property casualty where have to have at time of claim and not necessarily when buying) when is subrogation used? - correct answer not in life and seldom in health elimination period - correct answer what acts as the deductible in health insurance(the term deductible is not used in disibility insurance) - have to actually be disabled for a certian amount of time Annuity - correct answer provid...

Primerica Life Insurance 2023/ 2024 Exam | (Questions and 100% Correct Verified Answers) 1. An applicant wants to buy a policy that has cash value element. Which type should she buy? a. term b. permanent c. stock d. investment Answer: b. permanent- death protection and savings/cash value option 2. What are the personal uses of life insurance? a. insured protection, estate creation and cash accumulation b. cash accumulation, estate depletion and liquidity c. beneficiary p...

Washington State Property & Casualty Insurance Latest Exam 100% correct answers. Authorized Insurer - correct answer An insurer that has qualified and received a Certificate of Authority from the Department of Insurance to transact insurance in the state. Contact adhesion - correct answer the accepter of the contract must "adhere" to the written contract inducement - correct answer An action aimed at persuading insolvent - correct answer Bankrupt; unable to pay debts. Transacting Insur...

SIE EXAM 2024 LATEST UPDATED QUESTIONS AND VERIFIED ANSWERS BY EXPERT GRADED A++ Federal Reserve Board Founded on December 23rd 1913, to oversee financial panics. Independent of direct political influence. Federal Reserve Act was passed to stabilize prices, maximize employment, moderate long term interest. FINRA vs MSRB FINRA oversees brokerage firms and their associated persons. MSRB- regulates the municipal securities market including dealers, municipal advisers, and issuers. Municip...

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...