Mutual funds exam Study guides, Class notes & Summaries
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RECA Fundamentals Exam Questions and Answers Already Passed
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RECA Fundamentals Exam Questions and Answers Already Passed 
Which of the following is NOT a RECA educational resource for industry professionals? Spatial Information System (Spin 2) 
Which entity has the authority to amend the Real Estate Act Provincial Legislature 
Which of the following measures the change in a cost of a fixed basket of goods and services purchased by families over a period of time Consumer Price Index (CPI) 
Which of the following will occur to the supply of a good when ther...
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Seg Funds and Mutual Funds Exam Questions and Answers (Graded A)
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Seg Funds and Mutual Funds Exam Questions and Answers (Graded A)
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Seg Funds and Mutual Funds Exam 
Questions and Answers (Graded A) 
On November 6, 2016 Jenny purchased a $200,000 non-registered segregated fund that invests in 
Canadian equities. The segregated fund has a 10 year, 75% maturity guarantee. If this fund 
matures on November 6, 2026 with an account value of $160,000, how much will Jenny receive 
from the maturity guarantee? -Correct Answer-$0 
When presented with a choice between a bank's 5-year GIC and an insurance company's deferred 
annuity f...
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Seg Funds and Mutual Funds Exam Questions and Answers
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PRIMERICA LIFE INSURANCE EXAM 2024 |Question and Answer| 100% Correct
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PRIMERICA LIFE INSURANCE EXAM 
2024 |Question and Answer| 100% 
Correct 
An insured purchased an insurance policy 5 years ago. Last year, she received a dividend 
check from the insurance company that was not taxable. This year, she did not receive a 
check from the insurer. From what type of insurer did the insured purchase the policy? 
a. mutual 
b. reciprocal 
c. nonprofit service organization 
d. stock *Ans* A. mutual 
funds not paid out after paying claims and other operating costs are r...
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Seg Funds and Mutual Funds Exam Questions and Answers
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Seg Funds and Mutual Funds Exam Questions and Answers
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers,100% CORRECT
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers 
 
Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...
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Primerica Life Insurance 2023/ 2024 Updated Exam | (Questions and Verified Answers with Rationales) 100% Correct
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Primerica Life Insurance 2023/ 2024 Updated Exam | (Questions and Verified Answers with Rationales) 100% Correct 
 
Q: which of the following insurers are owned by stockholders who have the usual rights of ownership, including the right of voting? 
 
A. Reciprocal 
B. Fraternal 
C. Stock 
D. Mutual 
 
Answer: 
C. Stock 
 
Only stock insurance companies are owned and controlled by stockholders 
 
 
 
Q: which of the following best describes the concept that the insured pays a small amount of prem...
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Mutual Funds Exam 2023/2024 |Questions & correct answers
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Index Fund Definition -A type of mutual fund which constructs a portfolio to match the 
performance of a specific financial market index. 
Stock Market Index Definition -A computed measurement which tracks a specified portion of the 
stock market. 
Index funds can be constructed to track any ________. -1. Stock Market Index
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FLORIDA LIFE INSURANCE/ ANNUITIES 2-14 STUDY SET EXAM WITH CORRECT ANSWERS
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FLORIDA LIFE INSURANCE/ ANNUITIES 
2-14 STUDY SET EXAM WITH CORRECT 
ANSWERS 
Which of the following individuals MUST be licensed as an agent? - CORRECT 
ANSWER-A person who places insurance on behalf of anyone seeking insurance. 
Which of the following statements regarding a nonresident insurance agent is 
CORRECT? - CORRECT ANSWER-The agent must hold a similar license in their state 
of residence 
State insurance laws specifically allow the Commissioner(or Director) to issue a 
temporary...
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