Pattern day trader - Study guides, Class notes & Summaries

Securities Industry Essentials (SIE) Exam 2023 New Update Customer Protection Rule - ANS-Rule ensures customer's funds held by a broker dealer are deployed in safe areas; deposited in a RESERVE BANK ACCOUNT. 109 Currency Transaction Report (CTR) - ANS-Must file when a transaction from ONE person in ONE day is over $10,000. Laundering prevention. 111 FinCEN (Financial Crimes Enforcement Network) - ANS-A treasury department agency that focuses on money laundering and national security....

CFA Level 1 Exam 1744 Questions with answers 2023 n Factorial - CORRECT ANSWER For a positive integer n, the product of the first n positive integers; 0 factorial equals 1 by definition. n factorial is written as n!. Accounting costs - CORRECT ANSWER Monetary value of economic resources used in performing an activity. These can be explicit, out-of-pocket, current payments, or an allocation of historical payments (depreciation) for resources. They do not include implicit opportunity cos...

CFA Level 3 Exam 204 Questions with Answers 2023 bounded rationality - CORRECT ANSWER individuals act as rationally as possible but are constrained by a lack of knowledge and cognitive ability satisfice - CORRECT ANSWER making a reasonable but not necessarily optimal decision the price is right - CORRECT ANSWER asset prices reflect and instantly adjust to all available information weak-form efficiency - CORRECT ANSWER prices inncoporate all past price and volume data semi-strong...

Preferred stock trades most like which of the following instruments? Straight debt security Because of the fixed dividend payment, preferred shares are influenced in the market by the same factors that impact straight debt securities. Like bonds, there is an inverse relationship between price and interest rates. (NOT convertible bonds) Business cycle predictability: Business cycles are generally considered to be random and unpredictable. While it is true that the sequence of the c...

Stock Terminology 2022 AH Correct Answer: After Hours - After 4pm EST when the market closes. bagholder Correct Answer: informal investment term used to describe an investor who holds a position in a stock which decreases in value until it is worthless. Don't be a bagholder catalyst Correct Answer: event that has the potential to cause the price of a security to move up or down. These are events that we are aware are coming. An example: Apple comes out with the new iPhone event. ...

What are four benefits of studying religion identified by Gary Kessler? Explain each. Correct answer- - Developing a global multicultural perspective- this new perspective allows us to better engage with the diverse people around us and escape ethnocentric attitudes. - Comparative perspective- comparing person religion with others, which allows you to not only learn about other religions, but gain a deeper understand of our own and what we believe. - Reflect on the meaning and purpose of ...

KNOPMAN DAY 1 Question and Answer 2023. Treasury Stock Correct Answer: stock that has been issued and then repurchased by a corporation; has no voting rights and no dividend entitlement Effective Fed Funds Rate Correct Answer: Rate that banks lend overnight; recalculated daily Callable Convertible Preferred Stock Correct Answer: -issuer has the right to call (buy back) the preferred stock at a certain price to retire it, but holder will be paid a premium or this -preferred stock receives...

What are four benefits of studying religion identified by Gary Kessler? Explain each. Correct answer- - Developing a global multicultural perspective- this new perspective allows us to better engage with the diverse people around us and escape ethnocentric attitudes. - Comparative perspective- comparing person religion with others, which allows you to not only learn about other religions, but gain a deeper understand of our own and what we believe. - Reflect on the meaning and purpose of ...

Securities Industry Essentials (SIE) Exam 2023 New Update Customer Protection Rule - ANS-Rule ensures customer's funds held by a broker dealer are deployed in safe areas; deposited in a RESERVE BANK ACCOUNT. 109 Currency Transaction Report (CTR) - ANS-Must file when a transaction from ONE person in ONE day is over $10,000. Laundering prevention. 111 FinCEN (Financial Crimes Enforcement Network) - ANS-A treasury department agency that focuses on money laundering and national security....

A researcher has interested in determining whether her students' test performance could be predicted from their proximity to the front of the classrooms. So she matched her students' scores on a math test with their seating position. This study is an example of ? If height and weight are positively correlated, which of the following is true? Martina believes that high doses of caffeine slow a person's reaction time. To test this belief, he has five friends each drink three 8-ounce cups of cof...