An investor st - Study guides, Class notes & Summaries

Classify each of the following in terms of their effect on interest rates: 1. Covenants on borrowing become more restrictive 2. Fed increases money supply 3. Total household wealth increases - correct answer 1,2,3 decreases an investor wants to buy 4% more goods and services in the future in order to induce her to invest today. During the investment period prices are expected to rise by 2%. Which statements are true? 1. 4% is desired rfr 2. 6% is nomi...

When a nonrecourse clause is included in a loan agreement, the seller of the security is NOT liable if the A) borrower moves. B) borrower refinances. C) market changes. D) borrower defaults. - correct answer D) borrower defaults. The nonrecourse clause protects the purchaser of loan agreements and makes the seller more diligent in providing financing to borrowers with the ability to repay the loan. When the purchaser of a real estate loan wants t...

what is value - Answer what people are willing to pay for (what the buyer pays) who said, "Value is what people are willing to pay for" - Answer John Naisbitt 2 primary types of valuation - Answer 1. relative valuation 2. intrinsic valuation relative valuation refers to what - Answer methods that compare the price of a company to the market value of similar assets intrinsic value refers to what - Answer the value of a company through fundamental analysis without reference to its m...

The securities industry's primary regulatory body and created under what act? SEC, Securities Exchange Act of 1934 Function under the SEC's oversight and is accountable to the Commission for enforcing federal securities laws, as well as supervising securities practices within an assigned jurisdiction. Self Regulatory organizations (SRO) what are the largest SROs Financial Industry Regulation Authority (FINRA), Chicago Board Options Exchange (CBOE), Municipal Securities Rulemak...

Which will be larger: accrual taxes payable or accounting income tax expense - Accounting tax expense will be higher; actual taxes based on IRS rules will be lower Which financial ratios measure "efficiency"? - Asset turnover and Fixed Asset turnover Which ratio is the best measure of a firm's ability to pay bills? - Quick Ratio Which decision requires using subjective estimates? - Economic life of a new asset What is the yield to maturity on a bond? - The return earned from the p...

SIE Exam Practice Questions and Answers (100% Pass) Which of the following is a true statement regarding warrants? A) Warrants are normally issued along with a bond offering as a unit. B) The warrant allows the holder to exercise and purchase the stock at a price lower than the market. C) Warrants are short-term instruments, typically 30 to 45 days. D) Warrants are issued to existing shareholders on a basis of one right for one existing share. - Answer️️ -Warrants are normally iss...

oceeds from clean development mechanism (CDM) project activities and receive funds from other sources. It is operated by its board ADP - answerAd hoc Working Group on the Durban Platform for Enhanced Action. Is a subsidiary body established at COP 17 in Durban in 2011 to develop a protocol, another legal instrument or an agreed outcome with legal force under the Convention applicable to all parties. _____ is to complete its work by 2015 in order to adopt this protocol, legal instrument or a...

This boastful explorer/captain named our region "New England" in a popular 1624 book published in London - correct answer-Captain John Smith The first French attempt at a settlement in what is today Maine was in 1604 on a tiny windswept river island - correct answer-St. Croix The English knight in 1622 shared a vast grant of "Council of New England" land with fellow investor John Mason. The English knight named his share "The Province of Mayne" - correct answer-Sir Ferdinando Gorges ...

After which war did Surgical Technology begin? - Answer- WWII When was AORT established? - Answer- 1969 Which 2 accrediting bodies became responsible for the ST certification in 1974? - Answer- LCC-ST + ARC-ST What year did AORT become AST? - Answer- 1978 In 2006 LCC-ST becomes? - Answer- NBSTSA ACS recognizes how many surgical specialties? - Answer- 14 Maintaining competence in specialized knowledge/skills encompassing attitude, value, behavior - Answer- Professional Surgic...

Chapter 1 - correct answer Bear Sterns goes under and is sold under the desk to J.P. Morgan at a proposed $2 a share Lehman Brothers stock is now down 35% Newly appointed CFO assures people through the Wall Street Journal and temporarily raises stock Chapter 2 - correct answer Paulson gets a call from Dimon to raise Bear Sterns stock from $2-$10 (not good for Lehman) Paulson was the CEO of Goldman Sachs Fuld...