Bds test 1 - Study guides, Class notes & Summaries

"Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - Answer- SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohibited from registration); AND $100M in AUM (optional for Mid...

WGU IT C702 Forensics and Network Intrusion 150 Questions & Answers Q1. What must an investigator do in order to offer a good report to a court of law and ease the prosecution? A. prosecute the evidence B. obfuscate the evidence C. authorize the evidence D. preserve the evidence Q2. Which of the following is NOT a legitimate authorizer of a search warrant? A. magistrate B. court of law C. first responder D. concerned authority Q3. Which of the following is true regarding compu...