Canadian investment funds - Study guides, Class notes & Summaries

Registered Pension Plan - Answer- refers to an arrangement offered by an employer or union to provide retirement benefits to plan members in the form of periodic payments during retirement. Defined benefit (DB) pension plan - Answer- refers to a registered pension plan that provides benefits based on the plan member's years of service and earnings. Defined contribution (DC) pension plan - Answer- refers to a registered pension plan that provides benefits based on the amount accumulated in...

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

Complete Solutions Manual for Investments, 10th Canadian Edition by Zvi Bodie, Alex Kane, Alan J. Marcus, Lorne Switzer, Maureen Stapleton, Dana Boyko, Christine Panasian ; ISBN13: 9781260881257. (Full Chapters included Chapter 1 to 28)... 1. The Investment Environment. 2. Financial Markets, Asset Classes and Financial Instruments. 3. How Securities Are Traded. 4. Mutual Funds and Other Investment Companies. 5. Risk, Return, and the Historical Record. 6. Capital Allocation to Risky Assets....

Which portfolio mix would you recommend to a client who is most concerned about projected near term volatility? correct answers Choose the portfolio with the lowest SD. A new customer has a $35,000 CD maturing in 2 weeks. With the objective of maximizing his income on capital invested, he wishes to invest the proceeds in a mutual fund. Which of the following types of funds should be recommended? correct answers An income fund. It is just what the name implies; it invests for income. Under ...

Which of the following are required to open a margin account? I. Customer loan agreement II. Margin risk disclosure III. Margin account agreement IV. Margin interest disclosure correct answers A) I and III- Customer loan agreement, margin account agreement Andrew is an agent who has done extensive personal research on XYZ Industries, a pharmaceutical company. ANdrew wants to take advantage of what he considers an excellent growth opportunity by purchasing XYZ inc at the current market pri...

Solutions Manual for Understanding Financial Accounting, 3rd Canadian Edition, By Christopher Burnley CHAPTER 1 THE PURPOSE AND USE OF FINANCIAL STATEMENTS LEARNING OBJECTIVES 1. Identify the uses and users of accounting information. 2. Describe the primary forms of business organization. 3. Explain the three main types of business activity. 4. Describe the purpose and content of each of the financial statements. SUMMARY OF QUESTIONS BY LEARNING OBJECTIVES AND BLOOM’S TAXONOMY Item L...

Assume the market S&P has increased 15% in value this year. XYZ Corp. Stock has increased 50% during the same time period. An investor who believed XYZ Stock would be a good investment now would be correct answers attempting to invoke a "Price Momentum" investment strategy. A "Price Momentum" investment strategy tries to ride stocks whose prices have risen much higher and faster than the overall market. Given the fact pattern of the question, price momentum is the best choice.An "Aggress...

Fundamental Accounting Principles Wild Shaw 20th Edition Test Bank   Fundamental Accounting Principles Wild Shaw 20th Edition Test Bank Chapter 01 Accounting in Business True / False Questions 1. Accounting is an information and measurement system that identifies, records, and communicates relevant, reliable, and comparable information about an organization's business activities. True False 2. Bookkeeping is the recording of transactions and events and is only ...

Segregated Funds & Annuities - Chapter 1 Latest Update 100% Pass A GIC (Reference: Chapter 1) A client wants to ensure the full original investment will be repaid, plus a profit. What would be an appropriate recommendation for this client? Interest. (Reference: Chapter 1) Mary owns stock in a US-based company which trades on the Nasdaq exchange. Mary receives a dividend from her stock. How is the dividend taxed? Market risk. (Reference: Chapter 1) What type of risk refers to the possibil...

Seg Mock Exam 8 Questions and Answers Sheldon's investment portfolio is comprised of both registered and non-registered accounts. He is aware that his holdings in registered accounts are tax-sheltered, but any investment income in his non-registered account will be taxed. Therefore, Sheldon is looking for the most tax-efficient option for his non-registered investments. Which of the following segregated funds will be of most interest to him from a tax perspective? a) Real Estate Fund b) ...