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Cisi regulations final - Study guides, Class notes & Summaries

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CISI – Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]

  • CISI – Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]

  • Exam (elaborations) • 68 pages • 2024
  • CISI – Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024] Criminal offence: General defences insider dealing - CORRECT ANSWER No advantage was expected. A belief that the information had been widely disclosed Would have dealt anyway Did not expect the recipient to deal Special defences : insider dealing - CORRECT ANSWER Stabilisation Market information Market makers in the ordinary course of business If a UK company offers an inducement to a foreign agent ...
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