Dol section 8 exam - Study guides, Class notes & Summaries

PHR Prep Practice Exam 64 Questions with Verified Answers If a security law is violated, who must legal counsel first report the violation to? A. The DOL B. The PCAOB C. Either the chief legal officer or the company CEO D. Audit committee of the BOD - CORRECT ANSWER C. Under SOX, any breach of fiduciary responsibility must be report to either the chief legal officer or the company CEO by either in-house or outside legal counsel. If no resolution occurs, the next step in remaining compli...

Auditing and Attestation CONTENT AREA ALLOCATION Area I Ethics, Professional Responsibilities and General Principles 15–25% Area II Assessing Risk and Developing a Planned Response 20–30% Area III Performing Further Procedures and Obtaining Evidence 30–40% Area IV Forming Conclusions and Reporting 15–25% Uniform CPA Examination Section Blueprints: Auditing and Attestation (AUD) | AUD 3© 2016 American Institute of CPAs. All rights reserved. Overview of Content Areas Area I of ...

1. 1. You see a patient for a routine medication visit. At the end of the session, the patient asks questions and the session ends up 50 minutes in length.You normally charge for the 30-minute appointment, but instead you charge for the 1-hour appointment. The 1-hour appointment includes a full body assessment that you did not perform. This violation is known as: - Over-coding - Super-coding - Down-coding - Up-coding 2. 1. During a session, your patient asks to be able to contact you via your Fa...

You are discussing allergies in a prenatal breastfeeding class. One of the facts you want to point out is that many of the babies who are allergic to cow's milk protein can also be sensitive to: a) Wheat b) Corn c) Soy d) Eggs - Correct answer-c) Soy Julie, a first time mom, tells you that her baby was very fussy last night, which was the baby's second night. You know that this is most likely due to: a) Her milk isn't in yet, and the baby is hungry b) She's exhausted and is magnify...

You are discussing allergies in a prenatal breastfeeding class. One of the facts you want to point out is that many of the babies who are allergic to cow's milk protein can also be sensitive to: a) Wheat b) Corn c) Soy d) Eggs - Correct answer-c) Soy Julie, a first time mom, tells you that her baby was very fussy last night, which was the baby's second night. You know that this is most likely due to: a) Her milk isn't in yet, and the baby is hungry b) She's exhausted and is magnify...

FIN3701 LATEST EXAM PACK FIN3701 FINANCIAL MANAGEMENT MAY/JUNE 2017 MEMO (Q1) 2 cost 1 000 000 Accumulated depreciation (20% x 1 000 000) x 3 (600 000) 400 000 (Q2) 2 proceeds 200 000 Book value (400 000) Loss (200 000) Tax benefit (29% x 200 000) 58 000 (Q3) 1 200 000 + 58 000 (Q4) 3 750 000+20 000+5000-258 000-7000 (Q5) 2 (Q6) 2 (Q7) 1 (Q8) 2 NPV = PI (initial investment)-initial investment (Q9) 2 (Q10) 1 (Q11) 1 discount rate= 6%+0.9(9-6) =8.7 NPV= 400 000{(1.0875 -1)/0.08...